Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gina Anne HahnJ.P. Morgan Securities LLCNYLIFE Securities LLC03-12-2020
Theodore Pantelis PeroulakisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-14-2020
Justin Seth GirardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Michael Gerard BourgeoisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Robert Allan DanionJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Ruben Miguel RodriguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Corey Ryan BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Patrick S DurhamJ.P. Morgan Securities LLCRBC Capital Markets, LLC$1502-07-2020
Rafael Cesar BlancoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-03-2020
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
Kennedy SherlesJ.P. Morgan Securities LLCMorgan Stanley12-20-2019
Leinzs Fredda VincentJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Yamely GonzalezJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC12-11-2019
Matthew Allen GlancyJ.P. Morgan Securities LLCEdward Jones12-09-2019
Veronica CyrusJ.P. Morgan Securities LLCMML Investors Services, LLC12-02-2019
Nicolas RodriguezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-21-2019
Brenda MeirelesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-21-2019
Daphney JirauJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-14-2019
Lorraine Hernandez ForbesJ.P. Morgan Securities LLCPNC Investments$2511-08-2019
Luis HernandezJ.P. Morgan Securities LLCLPL Financial LLC11-05-2019
Todd DorseyJ.P. Morgan Securities LLCAXA Advisors, LLC10-31-2019
Cesar D. NunezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-23-2019
William J. LarsenJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors10-14-2019
Omar A. RiveroJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.10-09-2019
Brandon T WhaleyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2019
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Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.