Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph Bonner Jr.J.P. Morgan Securities LLCBanc of America Investment Services, Inc.04-14-2009
Victor A. SopenaJ.P. Morgan Securities LLCFIS Brokerage & Securities Services LLC07-02-2009
Patricia Ann VilaJ.P. Morgan Securities LLCGFG Securities, LLC07-29-2009
Gregory Manuel ViejoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.01-08-2010
Alfred A. BungeJ.P. Morgan Securities LLCSanford C. Bernstein & Co., LLC$1001-19-2010
Adam Joseph GillamJ.P. Morgan Securities LLCMorgan Stanley03-17-2010
Douglas Bryan Parkey Sr.J.P. Morgan Securities LLCMorgan Stanley04-14-2010
Todd AdelsteinJ.P. Morgan Securities LLCLPL Financial LLC06-29-2010
Christopher Robert PrindleJ.P. Morgan Securities LLCOppenheimer & Co. Inc.07-26-2010
Cassio Pavini PaulucciJ.P. Morgan Securities LLCSantander Securities LLC09-03-2010
Boris Ricardo EspinozaJ.P. Morgan Securities LLCSunTrust Robinson Humphrey, Inc.09-22-2010
Nicolas Suarez-InclanJ.P. Morgan Securities LLCSantander Securities LLC04-27-2011
William C Barr IIIJ.P. Morgan Securities LLCSunTrust Robinson Humphrey, Inc.07-25-2011
Bruna P. CantoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$10009-16-2011
Monte Ivan ResnickJ.P. Morgan Securities LLCNeuberger Berman BD LLC$2512-02-2011
Matthew G. MercerJ.P. Morgan Securities LLCGoldman Sachs & Co.06-29-2012
Francisco Oliva-Velez CancelJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-08-2012
Omar Alfredo CastroJ.P. Morgan Securities LLCItau International Securities Inc.08-22-2012
Carlos Manuel LecourJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-07-2012
Howard Duwayne ReaderJ.P. Morgan Securities LLCBNY Mellon Securities Corporation10-01-2012
Matthew Paul TihanovichJ.P. Morgan Securities LLCThe Huntington Investment Company10-01-2012
Daniel VenturaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Joselito Miguel BalintonaJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.$10010-10-2012
Martine PateJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2012
Ricardo Ivan CardenasJ.P. Morgan Securities LLCMorgan Stanley10-24-2012
Next Page »

Showing 1 to 25 of 408 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.