Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam D SchwartzJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15010-26-2012
Adelle Ramos TanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2016
Adrian C JonesJ.P. Morgan Securities LLCGoldman Sachs & Co.11-30-2018
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-18-2019
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
Alejandro Gustavo GambirazioJ.P. Morgan Securities LLCSantander Securities LLC12-05-2013
Alejandro J RodriguezJ.P. Morgan Securities LLCMorgan Stanley06-01-2018
Alexandra Marie ValentinJ.P. Morgan Securities LLCUBS Financial Services Inc.04-14-2020
Alexandra SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
Alexia Paroz YoungJ.P. Morgan Securities LLCPNC Investments03-29-2016
Alexis BelloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2018
Alfonso H PlazasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2015
Alfred A BungeJ.P. Morgan Securities LLCSanford C. Bernstein & Co., LLC01-19-2010
Alfredo Antonio GonzalezJ.P. Morgan Securities LLCPopular Securities, LLC09-24-2014
Alfredo RamirezJ.P. Morgan Securities LLCFifth Third Securities, Inc.06-02-2016
Alida R GuedesJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-03-2017
Anastasiya Y SoldatovaJ.P. Morgan Securities LLCForesters Financial Services, Inc.11-04-2016
Andre WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2013
Andrea Juliana FreimanJ.P. Morgan Securities LLCUBS Securities LLC09-06-2013
Andrew D WinakerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2020
Annick IwanowskiJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC04-26-2016
Anthony M CapitanoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-16-2019
Anthony Michael RinellaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Anthony William LombardiJ.P. Morgan Securities LLCCitizens Securities, Inc.06-19-2019
Anthony William RizzoJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$70006-13-2014
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Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.