Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Demetrius PolkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-14-2016
Acisclo Francisco FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Adam Darrin SchwartzJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15010-26-2012
Adam David OstermanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2016
Adam Joseph GillamJ.P. Morgan Securities LLCMorgan Stanley03-17-2010
Alejandro GambirazioJ.P. Morgan Securities LLCSantander Securities LLC$112-05-2013
Alexia Paroz YoungJ.P. Morgan Securities LLCPNC Investments03-29-2016
Alfredo Antonio Collazo GonzalezJ.P. Morgan Securities LLCPopular Securities, LLC$5009-24-2014
Alvaro Mauricio JironJ.P. Morgan Securities LLCLPL Financial LLC01-09-2014
Andre Keith WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2013
Andrea RodriguezJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$112-18-2017
Andrea Juliana FreimanJ.P. Morgan Securities LLCUBS Securities LLC09-06-2013
Andres Ricardo Fernandez-SalvadorJ.P. Morgan Securities LLCPNC Investments09-05-2013
Andrew Whitacre SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2015
Annick IwanowskiJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC04-26-2016
Anthony Brian GigliottiJ.P. Morgan Securities LLCEdward Jones12-01-2015
Anthony William RizzoJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$70006-13-2014
Antonio J MackeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Ashlie Lyn KennedyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2015
Belinda AlonsoJ.P. Morgan Securities LLCMetLife Securities Inc.04-07-2014
Bella KhamitsaevaJ.P. Morgan Securities LLCBb&T Investment Services, Inc.12-14-2017
Blake Faulkner CallahanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2013
Boris Ricardo EspinozaJ.P. Morgan Securities LLCSunTrust Robinson Humphrey, Inc.09-22-2010
Bradley James ChapmanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2017
Brandon Joseph SchwabJ.P. Morgan Securities LLCUBS Financial Services Inc.07-21-2017
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Showing 1 to 25 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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