Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Ann WakefieldJ.P. Morgan Securities LLCPayant Wealth Management Group07-03-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Brian Joseph McdonaldJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2019
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Seann B WootenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Galina LoschJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Antonio J MackeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Jose A ZambranoJ.P. Morgan Securities LLCSantander Securities LLC01-02-2018
Bella KhamitsaevaJ.P. Morgan Securities LLCBb&T Investment Services, Inc.12-14-2017
KRISTINA LYNN NASHJ.P. Morgan Securities LLCMorgan Stanley12-05-2017
Jesse Leon Mattox Jr.J.P. Morgan Securities LLCPark Avenue Securities LLC11-16-2017
Eddie Joseph Reid Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
Julie Lynn ThompsonJ.P. Morgan Securities LLCMorgan Stanley09-26-2017
Nicholas BarulicJ.P. Morgan Securities LLCBBVA Securities Inc.09-12-2017
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.08-23-2017
Jonathan Manuel VelezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2017
Brandon Joseph SchwabJ.P. Morgan Securities LLCUBS Financial Services Inc.07-21-2017
Jessica Louise TiltonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2017
Donald Michael DavisJ.P. Morgan Securities LLCLPL Financial LLC06-09-2017
Cassandra Moore RinehartJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Bradley James ChapmanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2017
Marney A SkinnerJ.P. Morgan Securities LLCRFG Advisory, LLC01-05-2017
Ruben Dario MaldonadoJ.P. Morgan Securities LLCPNC Investments11-22-2016
Aaron Demetrius PolkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-14-2016
Stela FikuJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-28-2016
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Showing 1 to 25 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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