Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David A. FreckletonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2016
Kevin Uno CareyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-30-2016
Alexia Paroz YoungJ.P. Morgan Securities LLCPNC Investments03-29-2016
Henry L. HunterJ.P. Morgan Securities LLCMorgan Stanley03-18-2016
Michael Gerard BourgeoisJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC03-18-2016
William Bennett FinocchioJ.P. Morgan Securities LLCStrategic Advisers LLC$2503-09-2016
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Christopher Ryan MarchicaJ.P. Morgan Securities LLCPNC Investments03-03-2016
Kara Elizabeth LiveseyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2016
Eugene Honrath IIIJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-02-2016
Brian Edward FrambesJ.P. Morgan Securities LLCAXA Advisors, LLC02-08-2016
Ryan Thomas WhitemanJ.P. Morgan Securities LLCRaymond James & Associates, Inc.01-21-2016
Eli Leandro GonzalezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC01-13-2016
George TajtiJ.P. Morgan Securities LLCMarian Financial Services Inc.01-07-2016
Carlos L. SerranoJ.P. Morgan Securities LLCPNC Investments01-04-2016
Joseph Shawn SullivanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-14-2015
Jared Parker ConatserJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-10-2015
Rezwan Mohammed AlamJ.P. Morgan Securities LLCPNC Investments12-09-2015
Romona Shakesa OrmsbyJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-03-2015
Caleb S. ChapmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2015
Anthony Brian GigliottiJ.P. Morgan Securities LLCEdward Jones12-01-2015
Laura A. DeverJ.P. Morgan Securities LLCMetLife Securities Inc.11-17-2015
Evelyn PerezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2015
Ashlie Lyn KennedyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2015
Scarlett SequeiraJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-22-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.