Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cesar D. NunezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-23-2019
William J. LarsenJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors10-14-2019
Omar A. RiveroJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.10-09-2019
Brandon T WhaleyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2019
Laura Lee HansonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-27-2019
James Tyler Van NiceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Jevon Alexander HallJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-30-2019
Carmen C. Diaz AcevedoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-29-2019
Kimmie MenorJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.$22808-27-2019
Curtis Daniel BradleyJ.P. Morgan Securities LLCUBS Financial Services Inc.08-26-2019
Kristjan PrekaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2019
William James Oconnell JrJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-13-2019
Vanessa MeloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-07-2019
Daniel Adam WeaverJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
Joshua Allen DoubekJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.07-24-2019
Sofia A. CarterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Giovanna Lisette TrianaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Jacob R WebbJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
David J LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Mario Emilio Mendez Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
David Joseph VieraJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-09-2019
Everett M JohnsonJ.P. Morgan Securities LLCEdward Jones07-05-2019
Julie Ann WakefieldJ.P. Morgan Securities LLCPayant Wealth Management Group07-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.