Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.08-23-2017
Jonathan Manuel VelezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2017
Brandon Joseph SchwabJ.P. Morgan Securities LLCUBS Financial Services Inc.07-21-2017
Douglas Frank HornerJ.P. Morgan Securities LLCHarwood Advisory Group, LLC$5007-14-2017
Jessica Louise TiltonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2017
Donald Michael DavisJ.P. Morgan Securities LLCLPL Financial LLC06-09-2017
Cassandra Moore RinehartJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Diego Hoyos FarfanJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$15003-23-2017
Karl Helmutt MirandaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$103-08-2017
Bradley James ChapmanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2017
Marney A SkinnerJ.P. Morgan Securities LLCRFG Advisory, LLC01-05-2017
Ruben Dario MaldonadoJ.P. Morgan Securities LLCPNC Investments11-22-2016
Aaron Demetrius PolkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-14-2016
Stela FikuJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-28-2016
Kenneth Alan ButdorfJ.P. Morgan Securities LLCCetera Investment Services LLC10-24-2016
Kim RipperJ.P. Morgan Securities LLCEFG Capital International10-21-2016
Jeffrey Sarver Ritch Jr.J.P. Morgan Securities LLCCsfbdirect, Inc.$110-17-2016
Brian Michael HickeyJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-26-2016
Hitesh GhangusJ.P. Morgan Securities LLCSunTrust Advisory Services, Inc.$15009-21-2016
Rheeta Anne Wilson-BoutinJ.P. Morgan Securities LLCMML Investors Services, LLC08-30-2016
Marcello Fabian FabbriJ.P. Morgan Securities LLCPNC Investments07-27-2016
Stephen Holland HatkerJ.P. Morgan Securities LLCMorgan Stanley$15007-26-2016
Brandon Ryan BeyrleJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-06-2016
Patrick PinizzottoJ.P. Morgan Securities LLCPNC Investments07-05-2016
Robert Francis BazanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-29-2016
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Showing 26 to 50 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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