Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Axis OsesJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC07-01-2019
Julian Craig JohnsonJ.P. Morgan Securities LLCRaymond James & Associates, Inc.06-19-2019
Anthony William LombardiJ.P. Morgan Securities LLCCitizens Securities, Inc.06-19-2019
Mario BattistiniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
John Paul KirkwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-05-2019
Christin Paige ParkerJ.P. Morgan Securities LLCT. Rowe Price Investment Services, Inc.06-03-2019
Erick Lewis CovaJ.P. Morgan Securities LLCMWA Financial Services Inc.05-30-2019
John Peter FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Thamson TanisJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC05-23-2019
Terence Michael PasketJ.P. Morgan Securities LLCWells Fargo Advisors Financial Network, LLC$5005-21-2019
Paul Gerard JonesJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.05-16-2019
Magaly Sanz PerezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Richard Albert D'AndreaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-04-2019
Jose David GonzalezJ.P. Morgan Securities LLCAXA Advisors, LLC03-19-2019
Karen Jacqueline SitesJ.P. Morgan Securities LLCMorgan Stanley03-16-2019
Shevato B. Young-ChinJ.P. Morgan Securities LLCE*TRADE Securities LLC03-14-2019
Sandra Ramos CollazoJ.P. Morgan Securities LLCOriental Financial Services LLC03-07-2019
Jose Manuel Mon CastilloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-27-2019
Heidi Elaine YoungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-01-2019
Matthew Noel MillerJ.P. Morgan Securities LLCEdward Jones01-30-2019
John Manuel TaveiraJ.P. Morgan Securities LLCPNC Investments01-24-2019
Brian J. McDonaldJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2019
John Steven BeckJ.P. Morgan Securities LLCPNC Investments01-18-2019
Laleh GhasemiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.