Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eduardo Luciano Souza De RufatoJ.P. Morgan Securities LLCAXA Advisors, LLC06-28-2016
Randolph Robert Johnson Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-28-2016
Robert Lester Picou IIIJ.P. Morgan Securities LLCPFS Investments Inc.$106-28-2016
Rayehanna Aleshia Lynette SalkeyJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-20-2016
Stephen Shane SmithsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2016
Cindy HuangJ.P. Morgan Securities LLCScottrade, Inc.06-17-2016
Peter Jacob OligerJ.P. Morgan Securities LLCDetalus Securities, LLC06-17-2016
Jeffery Lee LiseaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-09-2016
Tal ShemeshJ.P. Morgan Securities LLCNewport Coast Securities, Inc.06-07-2016
Adam David OstermanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2016
Jeffrey James LoperfidoJ.P. Morgan Securities LLCBB&T Investment Services, Inc.05-25-2016
Diana Patricia BarreraJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-24-2016
William Martin MerriganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
Marcela ViecoJ.P. Morgan Securities LLCAXA Advisors, LLC05-03-2016
Annick IwanowskiJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC04-26-2016
David Anthony FreckletonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2016
Kevin Uno CareyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-30-2016
Alexia Paroz YoungJ.P. Morgan Securities LLCPNC Investments03-29-2016
Michael Gerard BourgeoisJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC03-18-2016
Saverin AhmedJ.P. Morgan Securities LLCPrincipal Securities, Inc.03-14-2016
Acisclo Francisco FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
William Bennett FinocchioJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$2503-09-2016
Christopher Ryan MarchicaJ.P. Morgan Securities LLCPNC Investments03-03-2016
Kara Elizabeth LiveseyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2016
Eugene Honrath IIIJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-02-2016
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Showing 51 to 75 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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