Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Benton StatonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Adrian C. JonesJ.P. Morgan Securities LLCGoldman Sachs & Co.11-30-2018
Thomas G. Collins IIJ.P. Morgan Securities LLCCUSO Financial Services, L.P.11-26-2018
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Jose Enrique ArzolaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-06-2018
Mina HabibniaJ.P. Morgan Securities LLCPNC Investments11-02-2018
Victoria Anne TroccoliJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC11-01-2018
Jeffrey M. NicholsJ.P. Morgan Securities LLCAllstate Financial Services, LLC10-30-2018
Sean MurtaghJ.P. Morgan Securities LLCBessemer Investor Services, Inc.10-29-2018
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
Francisco Jesus SanchezJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC10-15-2018
Alexis BelloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2018
Hermes MateoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-09-2018
James Earl McBrayer IIJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,00010-03-2018
Dillon Robert NewJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-25-2018
Dianne Michelle SantamariaJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.09-24-2018
Robert Michael Burns Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-20-2018
Janet Lorraine NevinsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-20-2018
Lawrence Charles BoytanoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2018
Marcelo De Biazi GoldbergJ.P. Morgan Securities LLCItau International Securities Inc.09-20-2018
Marcus Paul SmithJ.P. Morgan Securities LLCMorgan Stanley09-12-2018
Jordi R. BusseJ.P. Morgan Securities LLCMorgan Stanley09-11-2018
Thomas Frank LowellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-27-2018
Sarah Kathryn DemareeJ.P. Morgan Securities LLCBB&T Securities, LLC08-27-2018
« Previous PageNext Page »

Showing 76 to 100 of 408 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.