Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Saba McMillianJ.P. Morgan Securities LLCCapital One Investment Services LLC01-12-2015
Henry Joseph BertotJ.P. Morgan Securities LLCEdward Jones12-03-2014
Eric A. MackellarJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.11-12-2014
James P. ChippsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-23-2014
Michael Lawrence HaywardJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-23-2014
Alfredo Antonio GonzalezJ.P. Morgan Securities LLCPopular Securities, LLC$5009-24-2014
Steven KimJ.P. Morgan Securities LLCUBS Financial Services Inc.08-14-2014
Isaac Jon TreeshJ.P. Morgan Securities LLCFifth Third Securities, Inc.08-13-2014
Christopher Charles GuidoJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$10008-05-2014
Justin William BowlesJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-05-2014
Pedro Jose Lopez-VillariJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-23-2014
Cisar Gerald OcanaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-23-2014
Jeffrey Andrew BridgeJ.P. Morgan Securities LLCHyde Park Capital Advisors, LLC07-10-2014
Cesar A. ConradoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2014
Roy Neil AppleJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15006-13-2014
Jeremy Scott SchneiderJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$5006-13-2014
Anthony William RizzoJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.06-13-2014
Kevin Michael GaiJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.06-13-2014
Eric Matthew ShippyJ.P. Morgan Securities LLCUBS Financial Services Inc.06-13-2014
Richard Alan WilkesJ.P. Morgan Securities LLCFifth Third Securities, Inc.$2506-12-2014
Christina Burke ToweryJ.P. Morgan Securities LLCSignator Investors, Inc.06-02-2014
Belinda AlonsoJ.P. Morgan Securities LLCMetLife Securities Inc.04-07-2014
Miguel A. Pina BerdugoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2014
Kristin Erica NourseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2014
Daniel AsoreyJ.P. Morgan Securities LLCAXA Advisors, LLC$2501-15-2014
« Previous PageNext Page »

Showing 76 to 100 of 286 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.