Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven FriedJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5012-09-2013
Alejandro GambirazioJ.P. Morgan Securities LLCSantander Securities LLC12-05-2013
Andre Keith WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2013
Glenn Evans Holmes Jr.J.P. Morgan Securities LLCFidelity Brokerage Services LLC10-15-2013
Daniel James SuttonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2013
Daibby MinogueJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-08-2013
Robert A SantelloJ.P. Morgan Securities LLCPNC Investments$5010-07-2013
Juan Pedro FreitasJ.P. Morgan Securities LLCPNC Investments10-02-2013
Danielle Barbara ReidyJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.09-23-2013
Andrea Juliana FreimanJ.P. Morgan Securities LLCUBS Securities LLC09-06-2013
Eric Robert AbbottJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-03-2013
Brett Nicholas CanarelliJ.P. Morgan Securities LLCFifth Third Securities, Inc.08-28-2013
Lynnel Kyra FletcherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-23-2013
Portia Kathrine CulleyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10008-20-2013
Brian Nolan BestJ.P. Morgan Securities LLCPNC Investments$5008-05-2013
Eric Raymond BensonJ.P. Morgan Securities LLCMorgan Stanley07-22-2013
Russell Glenn BedoreJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-15-2013
Elchin Akram BagirovJ.P. Morgan Securities LLCAXA Advisors, LLC07-09-2013
Eduardo Roberto Gonzalez Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2013
Brian Phillip BerahaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2013
James Edward KostivalJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15006-19-2013
Lisa Carol NagelJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.06-17-2013
Michael L. LewisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2013
Blake Faulkner CallahanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2013
Tracy Christine BakerJ.P. Morgan Securities LLCMorgan Stanley05-02-2013
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Showing 101 to 125 of 286 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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