Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Edward JonesJ.P. Morgan Securities LLCPNC Investments08-17-2018
Brett Adam LangbertJ.P. Morgan Securities LLCAllianceBernstein L.P.08-07-2018
Steven Scott SmithJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC07-25-2018
William Jared SalanskyJ.P. Morgan Securities LLCScottrade, Inc.07-17-2018
Francisco Manuel PrietoJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.07-12-2018
Bethany Louise BurgessJ.P. Morgan Securities LLCAXA Advisors, LLC07-10-2018
Kenneth Paul BidunJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Seann B. WootenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Michael GraveranJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC06-13-2018
Evan McgrathJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-13-2018
Audra Selena TreleavenJ.P. Morgan Securities LLCNYLIFE Securities LLC06-13-2018
Christopher Matthew VergaraJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-07-2018
Alejandro Javier RodriguezJ.P. Morgan Securities LLCMorgan Stanley06-01-2018
John Francis Velardo Jr.J.P. Morgan Securities LLCPruco Securities, LLC.05-18-2018
Katherine E. Roberts-NoblesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-09-2018
Daniel Castro AstralagaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Armando E. RodriguezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-08-2018
Christine Ann MoiseJ.P. Morgan Securities LLCMorgan Stanley$5005-07-2018
Jorge Alberto NickifordJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-01-2018
Galina LoschJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Natalie MedinaJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.03-21-2018
Peter AbbateJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.03-13-2018
Evelys VegaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2018
David Frederick Withee Jr.J.P. Morgan Securities LLCSunTrust Advisory Services, Inc.$1003-01-2018
Antonio J. MackeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.