Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna Marie DucheneJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Craig Thomas BrownJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-15-2018
Shea Daniel JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2018
Brian PineiroJ.P. Morgan Securities LLCLPL Financial LLC01-31-2018
Maxwell Dylan TejedaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Joshua Robert BensonJ.P. Morgan Securities LLCJanney Montgomery Scott LLC01-24-2018
Jason Marc BillupsJ.P. Morgan Securities LLCIndependent Financial Partners01-19-2018
Kurt Alan WolgastJ.P. Morgan Securities LLCMorgan Stanley01-16-2018
Vincent Michael BonaviaJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.01-11-2018
Jose A ZambranoJ.P. Morgan Securities LLCSantander Securities LLC01-02-2018
Andrea RodriguezJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-18-2017
Bella KhamitsaevaJ.P. Morgan Securities LLCBB&T Investment Services, Inc.12-14-2017
David Allen LiskaJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.12-06-2017
Kristina L. NashJ.P. Morgan Securities LLCMorgan Stanley12-05-2017
Susan Patricia BradleyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-30-2017
Kurt F SylviaJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,02011-30-2017
Francis Patrick ConnollyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-30-2017
Nathan Donald KruegerJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-30-2017
Timothy Scott SmithJ.P. Morgan Securities LLCUBS Financial Services Inc.$50011-30-2017
Roberto Carlo VargasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2017
Herman J. FehrleJ.P. Morgan Securities LLCPNC Investments11-24-2017
Christopher Andrew ApanaJ.P. Morgan Securities LLCPruco Securities, LLC.11-17-2017
Anthony Michael RinellaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Jesse L. MattoxJ.P. Morgan Securities LLCPark Avenue Securities LLC11-16-2017
Thomas Jerald HudgeJ.P. Morgan Securities LLCThrivent Investment Management Inc.11-03-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.