Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Andrew BridgeJ.P. Morgan Securities LLCHyde Park Capital Advisors, LLC07-10-2014
Cory Patrick HaggertyJ.P. Morgan Securities LLCNYLIFE Securities LLC07-02-2014
William Schandorf TwumJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-26-2014
Anthony William RizzoJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$70006-13-2014
Eric Matthew ShippyJ.P. Morgan Securities LLCUBS Financial Services Inc.06-13-2014
Jeremy Scott SchneiderJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15006-13-2014
Kevin Michael GaiJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15006-13-2014
Roy Neil AppleJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15006-13-2014
Richard Alan WilkesJ.P. Morgan Securities LLCFifth Third Securities, Inc.$5006-12-2014
Christina Burke ToweryJ.P. Morgan Securities LLCSignator Investors, Inc.06-02-2014
NICHOLAS MANTILLA LOEPERJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.05-22-2014
John Francisco FelizJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Jeffrey Edward ZientaraJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.05-09-2014
Belinda AlonsoJ.P. Morgan Securities LLCMetLife Securities Inc.04-07-2014
Bryan Marc DefrancesJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15003-25-2014
Matthew Jay KutcherJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10003-25-2014
Miguel Angel Pina BerdugoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2014
Kristin Erica NourseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-19-2014
Jairo Jesus De RamosJ.P. Morgan Securities LLCEdward Jones02-12-2014
Paul TrujilloJ.P. Morgan Securities LLCGentem Capital LLC02-12-2014
Ruben Miguel RodriguezJ.P. Morgan Securities LLCPNC Investments02-11-2014
Daniel AsoreyJ.P. Morgan Securities LLCAXA Advisors, LLC$15001-15-2014
Alvaro Mauricio JironJ.P. Morgan Securities LLCLPL Financial LLC01-09-2014
Evan Lee BlakeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-18-2013
Steven FriedJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15012-09-2013
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Showing 126 to 150 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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