Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robintz Telemark JeanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-25-2017
Eddie Joseph Reid Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
Bradley L ResnickJ.P. Morgan Securities LLCMorgan Stanley10-13-2017
Mario Antonio SolorzanoJ.P. Morgan Securities LLCItau International Securities Inc.$10010-04-2017
Lili PappJ.P. Morgan Securities LLCPNC Investments10-03-2017
Paul Rifaat ZakharyJ.P. Morgan Securities LLCEdward Jones10-02-2017
David Andrew NullJ.P. Morgan Securities LLCPark Avenue Securities LLC09-27-2017
Julie Lynn McFallsJ.P. Morgan Securities LLCMorgan Stanley09-26-2017
Mark Allen MaloneJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-22-2017
Nicholas BarulicJ.P. Morgan Securities LLCBBVA Securities Inc.09-12-2017
Calvin MainaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-24-2017
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.08-23-2017
Josh Alex DunnJ.P. Morgan Securities LLCPNC Investments08-21-2017
Patrice Octavia KaufmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2017
Mark AlfordJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2017
Jonathan Manuel VelezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2017
Salvatore Joseph D'Asaro Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-11-2017
Moises Cabrera Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2017
Alida R. GuedesJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-03-2017
Michael D. Spears Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2017
Brandon Joseph SchwabJ.P. Morgan Securities LLCUBS Financial Services Inc.07-21-2017
Brian Joseph FuchsJ.P. Morgan Securities LLCPNC Investments07-18-2017
Douglas Frank HornerJ.P. Morgan Securities LLCHarwood Advisory Group, LLC$5007-14-2017
Michael George LatimerJ.P. Morgan Securities LLCHorace Mann Investors, Inc.06-23-2017
Jessica L. PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.