Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joey W JarvisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2013
Catherine T FisherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-28-2012
Lee Charles BroylesJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-14-2012
Kristi Rae AckermanJ.P. Morgan Securities LLCFirstMerit Financial Services, Inc12-11-2012
Tyler Wade StephenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Ronald James Baccari Jr.J.P. Morgan Securities LLCCitigroup Global Markets Inc.11-14-2012
Karolina Katarzyna BednarskaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-05-2012
Kyle WassmannJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-05-2012
Rodolfo Ernesto Muniz Jr.J.P. Morgan Securities LLCEdward Jones$111-01-2012
Adam Darrin SchwartzJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15010-26-2012
Ricardo Ivan CardenasJ.P. Morgan Securities LLCMorgan Stanley10-24-2012
Martine PateJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2012
Joselito Miguel BalintonaJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.10-10-2012
Daniel James VenturaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-01-2012
Howard Duwayne ReaderJ.P. Morgan Securities LLCMBSC Securities Corporation10-01-2012
Matthew Paul TihanovichJ.P. Morgan Securities LLCThe Huntington Investment Company$5010-01-2012
Carlos Manuel LecourJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-07-2012
Omar Alfredo CastroJ.P. Morgan Securities LLCItau International Securities Inc.08-22-2012
Francisco Oliva-Velez CancelJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-08-2012
Matthew Glenn MercerJ.P. Morgan Securities LLCGoldman Sachs & Co.06-29-2012
Robert Christopher JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2012
Monte Ivan ResnickJ.P. Morgan Securities LLCNeuberger Berman LLC12-02-2011
Bruna P. CantoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-16-2011
William C Barr IIIJ.P. Morgan Securities LLCSunTrust Robinson Humphrey, Inc.07-25-2011
Nicolas Suarez-InclanJ.P. Morgan Securities LLCSantander Securities LLC$104-27-2011
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Showing 201 to 225 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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