Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pharlande JosephJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Steven David LehrerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Alexandra SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
Andrew D WinakerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2020
Theodore PeroulakisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Justin GirardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Michael G BourgeoisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Robert DanionJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Ruben M RodriguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Corey Ryan BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
Santiago AgudeloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Leinzs Fredda VincentJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Brandon T WhaleyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2019
Laura Lee Hanson VirginiaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-27-2019
James T Van NiceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Daniel A WeaverJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
Sofia Alexandra CarterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Christopher AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Giovanna Lissette TrianaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Jacob Robert WebbJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1407-19-2019
David Joseph LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-18-2019
Mario Emilio Mendez JrJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
John Peter FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.