Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Brian Joseph McdonaldJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2019
Craig Thomas BrownJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$1002-15-2018
Jonathan Manuel VelezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2017
Bradley James ChapmanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2017
Aaron Demetrius PolkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-14-2016
Stela FikuJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-28-2016
Brandon Ryan BeyrleJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-06-2016
Robert Francis BazanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-29-2016
Jeffery Lee LiseaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-09-2016
Diana Patricia BarreraJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-24-2016
Kevin Uno CareyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-30-2016
Joseph Shawn SullivanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-14-2015
Jared Parker ConatserJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-10-2015
Sheryl Lavette LavetteJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-29-2015
Kasama Ayah ManchoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-23-2015
Cesar Jesus CaramJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-10-2015
Qasim KhanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-24-2014
John William PhancoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-11-2014
Pedro Jose Lopez Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-23-2014
Cesar Augusto ConradoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2014
William Schandorf TwumJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-26-2014
John Francisco FelizJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Evan Lee BlakeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-18-2013
Steven FriedJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15012-09-2013
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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