Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Levi NakamuraJ.W. Cole Financial, Inc.CUNA Brokerage Services, Inc.$5002-28-2020
Scott Pritchard HuntJ.W. Cole Financial, Inc.Cetera Advisor Networks LLC$5001-06-2020
Jeffrey Brian GolubeffJ.W. Cole Financial, Inc.LPL Financial LLC12-16-2019
Joe Dennis MurrayJ.W. Cole Financial, Inc.Ifs Securities$1,00009-26-2019
Andres F. Yepes VillegasJ.W. Cole Financial, Inc.Raymond James & Associates, Inc.08-19-2019
Randall Geraldo BostonJ.W. Cole Financial, Inc.Pruco Securities, LLC.07-26-2019
Jonathan David MatuszkiewiczJ.W. Cole Financial, Inc.NYLIFE Securities LLC07-01-2019
Trisha Ann BaileyJ.W. Cole Financial, Inc.H. Beck, Inc.$7506-18-2019
William Campbell Monroe IIIJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$2504-18-2019
Andrew BarnettJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$2504-16-2019
James Thomas NelsonJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$10004-16-2019
Robert Allan Martinez Jr.J.W. Cole Financial, Inc.Global Financial Private Capital, Inc.04-16-2019
Paul Timothy GardnerJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$2504-16-2019
Robert William TillerJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.02-06-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Johanna Bee FredianiJ.W. Cole Financial, Inc.Principal Securities, Inc.01-11-2019
Michael Todd FelsJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$2511-16-2018
Jeffery Lawrence VasiloffJ.W. Cole Financial, Inc.LPL Financial LLC09-24-2018
Justin Christopher DolanJ.W. Cole Financial, Inc.LPL Financial LLC08-27-2018
Don Wesley SalterJ.W. Cole Financial, Inc.LPL Financial LLC06-29-2018
Richard Lewis EkeyJ.W. Cole Financial, Inc.Regulus Advisors, LLC06-27-2018
William DrexlerJ.W. Cole Financial, Inc.MML Investors Services, LLC06-04-2018
Taylor Kalyn SmeltJ.W. Cole Financial, Inc.INVEST Financial Corporation03-23-2018
James Elmer HerzogJ.W. Cole Financial, Inc.Securian Financial Services, Inc.$10011-29-2017
Matthew Lane UnderwoodJ.W. Cole Financial, Inc.Horace Mann Investors, Inc.11-24-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.