Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Fay ShroyerJ.W. Cole Financial, Inc.Allen & Company of Florida, Inc.09-14-2015
Bruce Lee StephensJ.W. Cole Financial, Inc.Allstate Financial Services, LLC02-13-2012
Derek William SichlerJ.W. Cole Financial, Inc.AXA Advisors, LLC11-07-2017
Tedric Emery HoornstraJ.W. Cole Financial, Inc.Banc of America Investment Services, Inc.10-19-2009
Paul Richard QuinnJ.W. Cole Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.01-06-2014
Katarzyna Anna MarczykJ.W. Cole Financial, Inc.Brewer Financial Services, LLC$1011-12-2010
Thomas Paul BrewerJ.W. Cole Financial, Inc.Brewer Financial Services, LLC11-05-2010
John Edward DabrowskiJ.W. Cole Financial, Inc.Brewer Financial Services, LLC11-05-2010
Troy Anthony BetthauserJ.W. Cole Financial, Inc.Brewer Financial Services, LLC11-05-2010
Stephen Joseph ScottJ.W. Cole Financial, Inc.BrokersXpress LLC$2506-29-2012
Barrington Darby BrowerJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.$10004-14-2016
Kellie Ann LeeJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.03-31-2016
Sean William ReadingJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.05-03-2011
James Andrew BauerJ.W. Cole Financial, Inc.Cetera Financial Specialists LLC08-15-2014
Steven Craig SerinskyJ.W. Cole Financial, Inc.Edward Jones11-12-2014
Jeffrey Steven EmmeluthJ.W. Cole Financial, Inc.Edward Jones11-06-2014
Eric Randall JonesJ.W. Cole Financial, Inc.Edward Jones$1001-17-2012
Anthony Francis BlairJ.W. Cole Financial, Inc.Financial Advisers of America, LLC$5005-13-2013
Jude Harvey WilsonJ.W. Cole Financial, Inc.First Allied Advisory Services, Inc.$5008-11-2014
Troy Lane StineJ.W. Cole Financial, Inc.First Allied Securities, Inc.$5006-11-2014
Jay Thomas StueberJ.W. Cole Financial, Inc.First Midwest Securities, Inc.05-20-2011
Karl A. FurnoJ.W. Cole Financial, Inc.G. A. Repple & Company$1002-08-2017
William Campbell Monroe IIIJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$2504-18-2019
James Thomas NelsonJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$10004-16-2019
Paul Timothy GardnerJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$2504-16-2019
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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