Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Leslie Ann Valant | J.W. Cole Financial, Inc. | Intelligence Driven Advisers, LLC | $50 | 07-02-2019 |
| William Campbell Monroe III | J.W. Cole Financial, Inc. | G.F. Investment Services, LLC | $25 | 04-18-2019 |
| James Thomas Nelson | J.W. Cole Financial, Inc. | G.F. Investment Services, LLC | $100 | 04-16-2019 |
| Paul Timothy Gardner | J.W. Cole Financial, Inc. | G.F. Investment Services, LLC | $25 | 04-16-2019 |
| Robert Allan Martinez Jr. | J.W. Cole Financial, Inc. | G.F. Investment Services, LLC | — | 04-16-2019 |
| Dorothea Sue Cole | J.W. Cole Financial, Inc. | Royal Alliance Associates, Inc. | $25 | 02-06-2019 |
| Michael Todd Fels | J.W. Cole Financial, Inc. | Wells Fargo Clearing Services, LLC | $25 | 11-16-2018 |
| Jeffery Lawrence Vasiloff | J.W. Cole Financial, Inc. | LPL Financial LLC | — | 09-24-2018 |
| Justin Christopher Dolan | J.W. Cole Financial, Inc. | LPL Financial LLC | — | 08-27-2018 |
| Don Wesley Salter | J.W. Cole Financial, Inc. | LPL Financial LLC | — | 06-29-2018 |
| William Drexler | J.W. Cole Financial, Inc. | MML Investors Services, LLC | — | 06-04-2018 |
| Taylor Kalyn Smelt | J.W. Cole Financial, Inc. | INVEST Financial Corporation | — | 03-23-2018 |
| Rosita Darlene Cotton | J.W. Cole Financial, Inc. | W&S Brokerage Services, Inc. | — | 11-09-2017 |
| Derek William Sichler | J.W. Cole Financial, Inc. | AXA Advisors, LLC | — | 11-07-2017 |
| Peggy Leigh Garvin | J.W. Cole Financial, Inc. | Summit Brokerage Services, Inc. | $50 | 10-31-2017 |
| Steven David Kurland | J.W. Cole Financial, Inc. | SII Investments, Inc. | — | 10-31-2017 |
| Brent Allen Best | J.W. Cole Financial, Inc. | Wells Fargo Clearing Services, LLC | $40 | 10-13-2017 |
| Kalie Grace Hawley | J.W. Cole Financial, Inc. | National Planning Corporation | — | 10-05-2017 |
| Karl Michael McLead | J.W. Cole Financial, Inc. | SII Investments, Inc. | $50 | 07-14-2017 |
| William Russell Whiteman | J.W. Cole Financial, Inc. | SII Investments, Inc. | — | 07-14-2017 |
| Susan Mindy Hurschman | J.W. Cole Financial, Inc. | OneAmerica Securities, Inc. | $50 | 05-01-2017 |
| Karl A. Furno | J.W. Cole Financial, Inc. | G. A. Repple & Company | $10 | 02-08-2017 |
| Francis Richard Palestra | J.W. Cole Financial, Inc. | Woodbury Financial Services, Inc. | $50 | 01-31-2017 |
| Jessica Dinaya Penovich | J.W. Cole Financial, Inc. | Transamerica Financial Advisors, Inc | — | 09-13-2016 |
| Lawrence Alan Nighbert | J.W. Cole Financial, Inc. | Householder Group Estate & Retirement Specialists | — | 08-31-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
