Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Fay ShroyerJ.W. Cole Financial, Inc.Allen & Company of Florida, Inc.09-14-2015
Andres OrtizJ.W. Cole Financial, Inc.ProEquities, Inc.08-21-2013
Andrew J. KinneyJ.W. Cole Financial, Inc.World Group Securities, Inc.11-05-2009
Anthony Francis BlairJ.W. Cole Financial, Inc.Financial Advisers of America, LLC$5005-13-2013
Anthony Michael CisekJ.W. Cole Financial, Inc.Newbridge Securities Corporation11-19-2009
Arthur Alexander CastroJ.W. Cole Financial, Inc.Girard Securities, Inc.$1008-01-2013
Austin K. VealeyJ.W. Cole Financial, Inc.Money Concepts Capital Corp07-27-2015
Barrington Darby BrowerJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.$10004-14-2016
Brent Allen BestJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$4010-13-2017
Brian John GrohJ.W. Cole Financial, Inc.Independent Financial Partners07-25-2011
Bruce Lee StephensJ.W. Cole Financial, Inc.Allstate Financial Services, LLC02-13-2012
Charlotte Ann MullenJ.W. Cole Financial, Inc.J.W. Cole Advisors, Inc.08-24-2009
Curtis Allen WhartonJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.05-05-2010
Danny Thomas OssiJ.W. Cole Financial, Inc.Raymond James Financial Services Advisors, Inc$2504-11-2011
David Keith HaysJ.W. Cole Financial, Inc.Parkland Securities, LLC$10005-22-2013
Derek William SichlerJ.W. Cole Financial, Inc.AXA Advisors, LLC11-07-2017
Don Wesley SalterJ.W. Cole Financial, Inc.LPL Financial LLC06-29-2018
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Douglas B. HughesJ.W. Cole Financial, Inc.Parkland Securities, LLC$10005-24-2013
Douglas John CollierJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation02-25-2014
Douglas Warren JonesJ.W. Cole Financial, Inc.Walnut Street Securities, Inc.$1002-15-2013
Eric Brian Smith Jr.J.W. Cole Financial, Inc.Walnut Street Securities, Inc.03-14-2011
Eric Randall JonesJ.W. Cole Financial, Inc.Edward Jones$1001-17-2012
Evan Christopher ConleyJ.W. Cole Financial, Inc.MML Investors Services, LLC11-18-2014
Francis Richard PalestraJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.$5001-31-2017
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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