Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Thomas NelsonJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$10004-16-2019
Barrington Darby BrowerJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.$10004-14-2016
Ryan Thomas BelcherJ.W. Cole Financial, Inc.Parkland Securities, LLC$10005-28-2013
Douglas B. HughesJ.W. Cole Financial, Inc.Parkland Securities, LLC$10005-24-2013
David Keith HaysJ.W. Cole Financial, Inc.Parkland Securities, LLC$10005-22-2013
Peter Jesus SagorskiJ.W. Cole Financial, Inc.LPL Financial LLC$10008-19-2011
Leslie Ann ValantJ.W. Cole Financial, Inc.Intelligence Driven Advisers, LLC$5007-02-2019
Peggy Leigh GarvinJ.W. Cole Financial, Inc.Summit Brokerage Services, Inc.$5010-31-2017
Karl Michael McLeadJ.W. Cole Financial, Inc.SII Investments, Inc.$5007-14-2017
Susan Mindy HurschmanJ.W. Cole Financial, Inc.OneAmerica Securities, Inc.$5005-01-2017
Francis Richard PalestraJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.$5001-31-2017
Melisa Mae GrzybJ.W. Cole Financial, Inc.Investors Capital Corp.$5007-22-2016
Jude Harvey WilsonJ.W. Cole Financial, Inc.First Allied Advisory Services, Inc.$5008-11-2014
Troy Lane StineJ.W. Cole Financial, Inc.First Allied Securities, Inc.$5006-11-2014
Anthony Francis BlairJ.W. Cole Financial, Inc.Financial Advisers of America, LLC$5005-13-2013
Matthew Jerald BreimayerJ.W. Cole Financial, Inc.Workman Securities Corporation$5008-17-2011
Reina Loree SchlagerJ.W. Cole Financial, Inc.Schlager Sonntag & Levin$5009-01-2010
Brent Allen BestJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$4010-13-2017
William Campbell Monroe IIIJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$2504-18-2019
Paul Timothy GardnerJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$2504-16-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Michael Todd FelsJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$2511-16-2018
Stephen Joseph ScottJ.W. Cole Financial, Inc.BrokersXpress LLC$2506-29-2012
Danny Thomas OssiJ.W. Cole Financial, Inc.Raymond James Financial Services Advisors, Inc$2504-11-2011
Karl A. FurnoJ.W. Cole Financial, Inc.G. A. Repple & Company$1002-08-2017
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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