Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindell Garfield DouglasKovack Securities Inc.J.W. Cole Financial, Inc.$110-31-2018
Dan KarlsbergKovack Securities Inc.Edward Jones04-11-2018
Kevin Lee EarlyKovack Securities Inc.Investacorp, Inc.$112-21-2017
Michael Shawn HaddiganKovack Securities Inc.INVEST Financial Corporation$5011-16-2017
Bridget Ann GipsonKovack Securities Inc.Capital Guardian, LLC10-19-2017
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Robin Sue DavisKovack Securities Inc.Summit Brokerage Services, Inc.$10007-20-2017
John Sidney GaynoeKovack Securities Inc.Capital Guardian, LLC06-19-2017
Luiz David AzambujaKovack Securities Inc.Capital Guardian, LLC06-07-2017
Constantine Gus NicholsonKovack Securities Inc.Capital Guardian, LLC06-06-2017
Jonathan Adam GreeneKovack Securities Inc.Capital Guardian, LLC06-06-2017
Maxime Fleming Jean-LouisKovack Securities Inc.Capital Guardian, LLC06-06-2017
Mary Kathleen NewhouseKovack Securities Inc.Capital Guardian, LLC06-02-2017
Peter MontalbanoKovack Securities Inc.Capital Guardian, LLC06-02-2017
Carlton Anthony Buckley Jr.Kovack Securities Inc.Capital Guardian, LLC06-01-2017
Bob Palmer Hodges Jr.Kovack Securities Inc.Capital Guardian, LLC$105-31-2017
E. S YoungbergKovack Securities Inc.Capital Guardian, LLC05-31-2017
Michael John Gordon Jr.Kovack Securities Inc.Capital Guardian, LLC05-31-2017
Christian Eliezer UrbinaKovack Securities Inc.Capital Guardian, LLC05-30-2017
Stephen Rocco FacellaKovack Securities Inc.Capital Guardian, LLC05-30-2017
Michael Joseph DonofrioKovack Securities Inc.Raymond James & Associates, Inc.$20001-17-2017
Dennis CoralKovack Securities Inc.SunTrust Advisory Services, Inc.01-06-2017
Michael VargaKovack Securities Inc.Midtown Partners10-05-2016
Kevin Cullen ConnorKovack Securities Inc.J.W. Cole Financial, Inc.$2508-22-2016
Steven Adam NewmanKovack Securities Inc.ProEquities, Inc.$5005-02-2016
Next Page »

Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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