Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Stewart HaenelKovack Securities Inc.Vanderbilt Securities, LLC$2509-09-2020
Andres J PimentelKovack Securities Inc.Citigroup Global Markets Inc.$10007-31-2020
Stacey Ann ForgetKovack Securities Inc.NYLIFE Securities LLC07-06-2020
Eric Andre PettusKovack Securities Inc.Next Financial Group, Inc.$15007-01-2020
Amy Michelle DawkinsKovack Securities Inc.Next Financial Group, Inc.07-01-2020
James Haick IIIKovack Securities Inc.Investacorp, Inc.06-05-2020
Thomas Payton CollinsKovack Securities Inc.Level Four Advisory Services04-20-2020
Scott Dale BoveeKovack Securities Inc.Investacorp, Inc.01-02-2020
Isidro Genovevo HuertaKovack Securities Inc.Principal Securities, Inc.11-25-2019
Michael LynchKovack Securities Inc.Principal Securities, Inc.11-25-2019
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Valerie Carolina OrtegaKovack Securities Inc.Nationwide Investment Services Corporation10-01-2019
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
William Blair GordonKovack Securities Inc.Capital Financial Services, Inc.07-29-2019
Lindell Garfield DouglasKovack Securities Inc.J. W. Cole Advisors, Inc.10-31-2018
Howard Alfred Parker JrKovack Securities Inc.Broker Dealer Financial Services Corp.10-03-2018
Michael Shawn HaddiganKovack Securities Inc.INVEST Financial Corporation11-16-2017
Robin Sue DavisKovack Securities Inc.Summit Brokerage Services, Inc.$10007-20-2017
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Alyssa Maria GuerraKovack Securities Inc.SunTrust Investment Services, Inc.07-14-2017
Ed MaisonetKovack Securities Inc.Ameriprise Financial Services, LLC$5005-24-2017
Pamela Sue GhezziKovack Securities Inc.Lincoln Financial Securities Corporation04-28-2017
Michael Joseph DonofrioKovack Securities Inc.Raymond James & Associates, Inc.$20001-17-2017
Kevin Cullen ConnorKovack Securities Inc.J.W. Cole Financial, Inc.$2508-22-2016
Sommer Tenelle ONeilKovack Securities Inc.SunTrust Investment Services, Inc.06-08-2016
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.