Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Valerie L GuerrieriKovack Securities Inc.Ameriprise Financial Services, Inc.12-16-2015
Steven MaraviKovack Securities Inc.Ameriprise Financial Services, Inc.07-17-2014
Rafael GutierrezKovack Securities Inc.Argentus Securities, LLC$1002-28-2014
Warren Alan MarmorsteinKovack Securities Inc.Brookstone Securities, Inc.$1007-10-2012
Raymond Guillermo AriasKovack Securities Inc.Brookstone Securities, Inc.07-03-2012
Michael Thomas EdwardsKovack Securities Inc.Capital Guardian, LLC06-02-2017
Bob Palmer Hodges Jr.Kovack Securities Inc.Capital Guardian, LLC$5005-31-2017
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC$10005-02-2014
Alicia Del Valle AlvarezKovack Securities Inc.Capital Guardian, LLC01-07-2014
Donald Raymond MoutonKovack Securities Inc.Cary Street Partners12-24-2013
Jose Juan NievesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Rene Jose Villate-CortesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Steven Paul FaberKovack Securities Inc.Cetera Financial Specialists LLC06-04-2014
Kenneth Steven YermakKovack Securities Inc.Charles Schwab & Co., Inc.$15001-11-2011
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
Humphrey Gervasis ThomasKovack Securities Inc.Edward Jones$1005-16-2012
Steven Lee AuxterKovack Securities Inc.Fintegra, LLC03-07-2014
Andrew Raymond Scheirer IIKovack Securities Inc.First Allied Advisory Services, Inc.12-15-2014
Shelley Lynne IversonKovack Securities Inc.First Allied Securities, Inc.$1005-21-2015
Irwin Alan MeislerKovack Securities Inc.Fortune Financial Services, Inc.01-02-2015
David M. KuljuKovack Securities Inc.GWN Securities Inc.01-30-2009
David Ta-Wai YuKovack Securities Inc.International Assets Advisory, LLC02-18-2014
Michael Shawn HaddiganKovack Securities Inc.INVEST Financial Corporation$5011-16-2017
Kevin Lee EarlyKovack Securities Inc.Investacorp, Inc.12-21-2017
Lindell Garfield DouglasKovack Securities Inc.J.W. Cole Advisors, Inc.10-31-2018
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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