Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC05-02-2014
Adam Troy BerlinKovack Securities Inc.Voya Financial Advisors, Inc.$2506-05-2014
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Alan Stewart HaenelKovack Securities Inc.Vanderbilt Securities, LLC$2509-09-2020
Alfredo OlivaKovack Securities Inc.Next Financial Group, Inc.06-20-2011
Alfredo Oliva JrKovack Securities Inc.Next Financial Group, Inc.06-20-2011
Alicia Del Valle AlvarezKovack Securities Inc.Capital Guardian, LLC01-07-2014
Alyssa Maria GuerraKovack Securities Inc.SunTrust Investment Services, Inc.07-14-2017
Amy Michelle DawkinsKovack Securities Inc.Next Financial Group, Inc.07-01-2020
Andres J PimentelKovack Securities Inc.Citigroup Global Markets Inc.$10007-31-2020
Benedict Aloysious Mitchell JrKovack Securities Inc.Nationwide Investment Services Corporation$5006-05-2009
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Christina Theresa LewisKovack Securities Inc.Securities Service Network, LLC01-04-2010
Daniel AlonsoKovack Securities Inc.Signator Investors, Inc.03-15-2012
Darrin Robert HalseyKovack Securities Inc.Raymond James & Associates, Inc.04-28-2009
David M KuljuKovack Securities Inc.GWN Securities Inc.$10001-30-2009
Derek Dennis MiddletonKovack Securities Inc.Voya Financial Advisors, Inc.$5007-26-2011
Doris Martinez BodnarKovack Securities Inc.Summit Brokerage Services, Inc.$5005-08-2013
Ed MaisonetKovack Securities Inc.Ameriprise Financial Services, LLC$5005-24-2017
Eric Andre PettusKovack Securities Inc.Next Financial Group, Inc.$15007-01-2020
Gregory ZackeroffKovack Securities Inc.Questar Capital Corporation$2511-22-2013
Howard Alfred Parker JrKovack Securities Inc.Broker Dealer Financial Services Corp.10-03-2018
Irwin Alan MeislerKovack Securities Inc.Fortune Financial Services, Inc.01-02-2015
Isidro Genovevo HuertaKovack Securities Inc.Principal Securities, Inc.11-25-2019
James Alfred MyronKovack Securities Inc.Resource Horizons Group LLC10-17-2014
Next Page »

Showing 1 to 25 of 63 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.