Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Humphrey Gervasis ThomasKovack Securities Inc.Edward Jones$1005-16-2012
Irwin Alan MeislerKovack Securities Inc.Fortune Financial Services, Inc.01-02-2015
Jeffrey Thomas YoungKovack Securities Inc.LPL Financial LLC04-10-2012
Jose Eduardo CruzKovack Securities Inc.Signator Investors, Inc.09-10-2012
Jose Juan NievesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Joseph William GallagherKovack Securities Inc.Securian Financial Services, Inc.$2502-27-2014
Kelly Michael EnglandKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-03-2011
Kenneth Steven YermakKovack Securities Inc.Charles Schwab & Co., Inc.$15001-11-2011
Kevin Cullen ConnorKovack Securities Inc.J.W. Cole Financial, Inc.$1708-22-2016
Kevin Lee EarlyKovack Securities Inc.Investacorp, Inc.12-21-2017
Lee David SimmondsKovack Securities Inc.LPL Financial LLC06-16-2009
Lindell Garfield DouglasKovack Securities Inc.J.W. Cole Advisors, Inc.10-31-2018
Maile Sue FosterKovack Securities Inc.Securian Financial Services, Inc.$2503-23-2011
Michael David Gracy Jr.Kovack Securities Inc.Resource Horizons Group LLC09-25-2014
Michael Joseph DonofrioKovack Securities Inc.Raymond James & Associates, Inc.$20001-17-2017
Michael Shawn HaddiganKovack Securities Inc.INVEST Financial Corporation$5011-16-2017
Michael Thomas EdwardsKovack Securities Inc.Capital Guardian, LLC06-02-2017
Osvaldo Delgado Jr.Kovack Securities Inc.Signator Investors, Inc.03-09-2012
Peter Brown SchoenbergerKovack Securities Inc.MetLife Securities Inc.07-31-2015
Rafael GutierrezKovack Securities Inc.Argentus Securities, LLC$1002-28-2014
Ramon Ignacio FernandezKovack Securities Inc.Summit Brokerage Services, Inc.12-14-2011
Raymond Guillermo AriasKovack Securities Inc.Brookstone Securities, Inc.07-03-2012
Rene Jose Villate-CortesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Richard Eugene ByrdKovack Securities Inc.Morgan Stanley$2508-15-2012
Richard Henry SchefferKovack Securities Inc.SunTrust Investment Services, Inc.04-26-2013
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Showing 26 to 50 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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