Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC$10005-02-2014
Adam Troy BerlinKovack Securities Inc.Voya Financial Advisors, Inc.$1006-05-2014
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Alicia Del Valle AlvarezKovack Securities Inc.Capital Guardian, LLC01-07-2014
Andrew Raymond Scheirer IIKovack Securities Inc.First Allied Advisory Services, Inc.12-15-2014
Benedict Aloysious Mitchell Jr.Kovack Securities Inc.Nationwide Investment Services Corporation06-05-2009
Beom Joon YunKovack Securities Inc.Securities America, Inc.$10009-24-2012
Bob Palmer Hodges Jr.Kovack Securities Inc.Capital Guardian, LLC$5005-31-2017
Brad Lee HallockKovack Securities Inc.MetLife Securities Inc.05-24-2013
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Carlos GarciaKovack Securities Inc.MetLife Securities Inc.$5010-17-2012
Charles Willard JohnsonKovack Securities Inc.NPB Financial Group, LLC06-01-2010
Christina Theresa LewisKovack Securities Inc.Securities Service Network, LLC$1001-04-2010
Constance Lynn SmithKovack Securities Inc.SCF Securities, Inc.04-05-2010
Curtis Wayne SmithKovack Securities Inc.SCF Securities, Inc.04-05-2010
Daniel AlonsoKovack Securities Inc.Signator Investors, Inc.03-15-2012
Darrin Robert HalseyKovack Securities Inc.Raymond James & Associates, Inc.04-28-2009
David M. KuljuKovack Securities Inc.GWN Securities Inc.01-30-2009
David Ta-Wai YuKovack Securities Inc.International Assets Advisory, LLC02-18-2014
Donald Grey ForemanKovack Securities Inc.Resource Horizons Group LLC10-07-2014
Donald Raymond MoutonKovack Securities Inc.Cary Street Partners12-24-2013
Doris Martinez BodnarKovack Securities Inc.Summit Brokerage Services, Inc.05-08-2013
Eduard Hendrik Van RaayKovack Securities Inc.Raymond James Financial Services, Inc.12-12-2011
Gary Bradford VaughnKovack Securities Inc.Summit Brokerage Services, Inc.07-28-2015
George James ZeckKovack Securities Inc.Morgan Stanley$1001-15-2010
Next Page »

Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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