Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
Lindell Garfield DouglasKovack Securities Inc.J.W. Cole Advisors, Inc.10-31-2018
Kevin Lee EarlyKovack Securities Inc.Investacorp, Inc.12-21-2017
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Michael Thomas EdwardsKovack Securities Inc.Capital Guardian, LLC06-02-2017
Steven Adam NewmanKovack Securities Inc.ProEquities, Inc.05-02-2016
Trenton Blair PotterKovack Securities Inc.Summit Brokerage Services, Inc.01-04-2016
Valerie L GuerrieriKovack Securities Inc.Ameriprise Financial Services, Inc.12-16-2015
Peter Brown SchoenbergerKovack Securities Inc.MetLife Securities Inc.07-31-2015
Gary Bradford VaughnKovack Securities Inc.Summit Brokerage Services, Inc.07-28-2015
Irwin Alan MeislerKovack Securities Inc.Fortune Financial Services, Inc.01-02-2015
Andrew Raymond Scheirer IIKovack Securities Inc.First Allied Advisory Services, Inc.12-15-2014
Donald Grey ForemanKovack Securities Inc.Resource Horizons Group LLC10-07-2014
Michael David Gracy Jr.Kovack Securities Inc.Resource Horizons Group LLC09-25-2014
Steven MaraviKovack Securities Inc.Ameriprise Financial Services, Inc.07-17-2014
Steven Paul FaberKovack Securities Inc.Cetera Financial Specialists LLC06-04-2014
Steven Lee AuxterKovack Securities Inc.Fintegra, LLC03-07-2014
David Ta-Wai YuKovack Securities Inc.International Assets Advisory, LLC02-18-2014
Alicia Del Valle AlvarezKovack Securities Inc.Capital Guardian, LLC01-07-2014
Donald Raymond MoutonKovack Securities Inc.Cary Street Partners12-24-2013
Gregory ZackeroffKovack Securities Inc.Questar Capital Corporation11-22-2013
Brad Lee HallockKovack Securities Inc.MetLife Securities Inc.05-24-2013
Doris Martinez BodnarKovack Securities Inc.Summit Brokerage Services, Inc.05-08-2013
Richard Henry SchefferKovack Securities Inc.SunTrust Investment Services, Inc.04-26-2013
Susan E PenneyKovack Securities Inc.Westside Investment Management, Inc.11-09-2012
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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