Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Keith Thomas ForrestLPL Financial LLCAmeriprise Advisor Services, Inc.$5006-03-2019
Mike BenseyLPL Financial LLCAmeriprise Financial Services, Inc.$27505-24-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
Austin Robert MurphyLPL Financial LLCSuntrust Investment Services, Inc.05-01-2019
Zehra M. CandlerLPL Financial LLCUSAA Investment Management Company$15003-25-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC$103-11-2019
Mounir I. GhalyLPL Financial LLCEdward Jones02-22-2019
Joanne CalsettaLPL Financial LLCPNC Investments02-14-2019
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
David Edward HershmanLPL Financial LLCIndependent Financial Partners$5001-30-2019
David Glen DewittLPL Financial LLCVALIC Financial Advisors, Inc.01-24-2019
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
Michael Louis IngaglioLPL Financial LLCRoyal Alliance Associates, Inc.$112-10-2018
Oscar Antonio VaronaLPL Financial LLCForesters Financial Services, Inc.$112-10-2018
Mark Alan TerwilligerLPL Financial LLCAllstate Financial Services, LLC$5012-05-2018
David Lee KoppLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5011-08-2018
Brad MolineuxLPL Financial LLCPNC Investments$15011-07-2018
Jennifer Rachel PasterczykLPL Financial LLCFidelity Personal and Workplace Advisors$2510-30-2018
Graeme Edward JacksonLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Wendell David MarshallLPL Financial LLCCadaret, Grant & Co., Inc.10-05-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
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Showing 1 to 25 of 550 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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