Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Richard Dale GantLPL Financial LLCNBC Securities, Inc.$15009-17-2020
Christopher David RankinLPL Financial LLCNBC Securities, Inc.09-17-2020
Karen Lee AtkinsonLPL Financial LLCNBC Securities, Inc.$2509-17-2020
Michael Gregory FeducciaLPL Financial LLCNBC Securities, Inc.09-16-2020
Jeffery Reid HensonLPL Financial LLCNBC Securities, Inc.09-16-2020
Sammy J WellsLPL Financial LLCNBC Securities, Inc.09-16-2020
Michael Ryan HalloranLPL Financial LLCNBC Securities, Inc.09-16-2020
Peggy Ann ThorltonLPL Financial LLCWells Fargo Clearing Services, LLC$5009-11-2020
Jon Kyle WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC08-20-2020
Karen Kathleen MaffeoLPL Financial LLCAmeriprise Financial Services, LLC08-07-2020
Mathew Christopher LepakLPL Financial LLCMy Friend In Finance, LLC08-03-2020
Ed Bell III Gretchen CollinsLPL Financial LLCSecurities Service Network, LLC$16007-20-2020
Ed Bell III Gretchen CollinsLPL Financial LLCSecurities Service Network, LLC$16007-20-2020
Edward Bell IiiLPL Financial LLCSecurities Service Network, LLC$10007-20-2020
Joseph CapporelliLPL Financial LLCCetera Advisors LLC07-13-2020
William Pennington Dunn IVLPL Financial LLCNext Financial Group, Inc.$5006-01-2020
Vincent John MontantiLPL Financial LLCFSC Securities Corporation05-28-2020
Daniel Reed GainesLPL Financial LLCWells Fargo Clearing Services, LLC$15005-27-2020
Karen Sue BurkeLPL Financial LLCFSC Securities Corporation05-21-2020
Daniel Evan BurkeLPL Financial LLCFSC Securities Corporation05-20-2020
Douglas John AlmeidaLPL Financial LLCCetera Advisor Networks LLC$10005-18-2020
Christopher Leonard KlinckLPL Financial LLCM Holdings Securities, Inc.05-14-2020
Thomas Lee HenryLPL Financial LLCPrincipal Securities, Inc.05-04-2020
Marina Vladimirovna EllisLPL Financial LLCPrincipal Securities, Inc.05-04-2020
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Showing 1 to 25 of 400 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.