Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Collins, David PittinosLPL Financial LLC1st Global Capital$8203-17-2017
David Glenn PittinosLPL Financial LLC1st Global Capital Corp.03-28-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Christopher Allen KrogerLPL Financial LLCAllianz Life Financial Services, LLC02-02-2015
Mark Alan TerwilligerLPL Financial LLCAllstate Financial Services, LLC$5012-05-2018
Richard Henry NadeauLPL Financial LLCAllstate Financial Services, LLC09-25-2017
Jeffrey Paul CallahanLPL Financial LLCAllstate Financial Services, LLC08-06-2015
Julie Lynn RiceLPL Financial LLCAmerica's Choice Equities LLC08-29-2013
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2019
Maryann Elizabeth FinneranLPL Financial LLCAmeriprise Financial Services, Inc.$2407-09-2019
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
Brian William KrausLPL Financial LLCAmeriprise Financial Services, Inc.06-05-2018
Kelly Ann ConnellyLPL Financial LLCAmeriprise Financial Services, Inc.06-04-2018
Dov Y. LitovLPL Financial LLCAmeriprise Financial Services, Inc.$2106-30-2017
Stephen A. DillemuthLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2016
Steven LandwersiekLPL Financial LLCAmeriprise Financial Services, Inc.$5012-12-2016
Steven W. LandwersiekLPL Financial LLCAmeriprise Financial Services, Inc.$5012-12-2016
Steven Joseph HaugLPL Financial LLCAmeriprise Financial Services, Inc.11-26-2014
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, Inc.$1009-03-2010
Michael Jason MaynesLPL Financial LLCAmeriprise Financial Services, Inc.08-31-2010
Sonja KoppenwallnerLPL Financial LLCAmeriprise Financial Services, Inc.05-28-2010
Ian Swords MayvilleLPL Financial LLCAmeriprise Financial Services, Inc.11-13-2009
Savita JaikarranLPL Financial LLCAmfin Investment Services, Inc.03-17-2010
Justin Michael GrossLPL Financial LLCAmfin Investment Services, Inc.03-09-2010
Edward Ray GardnerLPL Financial LLCAssociated Securities Corp.09-08-2009
Next Page »

Showing 1 to 25 of 377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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