Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry W BinsbacharLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2020
Stephen Charles RobbinsLPL Financial LLCNationwide Securities, LLC04-06-2020
Katheryn Lee GordonLPL Financial LLCWells Fargo Clearing Services, LLC04-01-2020
Thomas Roe OldtLPL Financial LLCCetera Advisor Networks LLC$5003-16-2020
Sherry Tucker BremerLPL Financial LLCCetera Advisors LLC$1303-13-2020
Thompson Gress LemaistreLPL Financial LLCRaymond James & Associates, Inc.02-28-2020
Jacob Bryan AckermanLPL Financial LLCCalton & Associates, Inc.02-24-2020
Richard ColoniLPL Financial LLCCetera Advisors LLC02-18-2020
Brandon Jeffrey WatersLPL Financial LLCMorgan Stanley$16802-14-2020
Thomas Richard FleckLPL Financial LLCStifel, Nicolaus & Company, Incorporated02-14-2020
Shawn Anthony WaltonLPL Financial LLCCambridge Investment Research, Inc.$2501-31-2020
Deborah Sue HawksworthLPL Financial LLCEdward Jones01-31-2020
Kathi Melissa OteroLPL Financial LLCEdward Jones$15001-17-2020
David Gordon KronsbeinLPL Financial LLCCetera Advisors LLC01-16-2020
Timothy Ray WetheringtonLPL Financial LLCCetera Advisors LLC01-13-2020
Jason David CrowLPL Financial LLCRaymond James & Associates, Inc.01-09-2020
Paul Lawrence SterzingerLPL Financial LLCEdward Jones$2501-06-2020
Jennifer Spinner PolandLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2019
Jimmy Dale Greene Jr.LPL Financial LLCCetera Advisors LLC$1012-17-2019
Craig Robert TownsendLPL Financial LLCCetera Advisors LLC12-04-2019
David Michael RiceLPL Financial LLCSWBC Investment Services, LLC$5012-04-2019
David James PeckhamLPL Financial LLCCetera Advisors LLC12-04-2019
Christopher Wayne BordnerLPL Financial LLCCetera Advisors LLC12-04-2019
Loretta Michelle MillerLPL Financial LLCCetera Advisors LLC12-04-2019
Kyle Janice SmithLPL Financial LLCCetera Advisors LLC12-04-2019
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Showing 1 to 25 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.