Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Juan TorresLPL Financial LLCWells Fargo Clearing Services, LLC$5008-23-2011
Patricia Annette ParkerLPL Financial LLCUvest Financial Services Group, Inc.07-05-2011
Patrick Stevenson GainesLPL Financial LLCNfp Advisor Services$10003-31-2011
Thomas Newell CashLPL Financial LLCUBS Financial Services Inc.$1003-31-2011
Joel Wayne JosephsLPL Financial LLCNfp Advisor Services03-31-2011
Noelle Hitchcock DanielLPL Financial LLCMorgan Stanley$2503-25-2011
Keith Allan Svendby Jr.LPL Financial LLCRaymond James Financial Services, Inc.$5003-23-2011
Thomas Michael BarnhornLPL Financial LLCEdward Jones$1002-28-2011
Samuel IzaguirreLPL Financial LLCChase Investment Services Corp.02-01-2011
Lenzo Ricardo CantyLPL Financial LLCMetLife Securities Inc.12-13-2010
Linda Ann ReadLPL Financial LLCMetLife Securities Inc.12-06-2010
William Montgomery Traer IIILPL Financial LLCSecurities America, Inc.12-06-2010
Adam Kelley ConwayLPL Financial LLCNRP Financial, Inc.11-30-2010
Eric John BeerenssonLPL Financial LLCEdward Jones10-20-2010
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, Inc.$1009-03-2010
Michael Jason MaynesLPL Financial LLCAmeriprise Financial Services, Inc.08-31-2010
Christopher Shannon HudgensLPL Financial LLCRaymond James Financial Services, Inc.$2508-20-2010
Janice Adelaide RathmanLPL Financial LLCHilltop Securities Independent Network Inc.08-12-2010
Sonja KoppenwallnerLPL Financial LLCAmeriprise Financial Services, Inc.05-28-2010
Rhett Lee FendleyLPL Financial LLCPark Avenue Securities LLC03-22-2010
Savita JaikarranLPL Financial LLCAmfin Investment Services, Inc.03-17-2010
Justin Michael GrossLPL Financial LLCAmfin Investment Services, Inc.03-09-2010
Richard Henry OhlrichLPL Financial LLCMutual Service Corporation12-23-2009
Seth Adam RiddleLPL Financial LLCCUSO Financial Services, L.P.12-08-2009
Ian Swords MayvilleLPL Financial LLCAmeriprise Financial Services, Inc.11-13-2009
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Showing 326 to 350 of 383 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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