Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2012
Aaron Lee GilmanLPL Financial LLCKoss-Olinger Consulting, LLC.07-01-2011
Aaron N DeimlingLPL Financial LLCFinancial Telesis Inc09-15-2014
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
Abel MolinaLPL Financial LLCAXA Advisors, LLC10-09-2019
Alan BraticLPL Financial LLCCetera Advisors LLC$10008-01-2018
Albert Robert Brown Jr.LPL Financial LLCRaymond James Financial Services, Inc.10-13-2016
Albert Spelsberg IIILPL Financial LLCWells Fargo Clearing Services, LLC$2502-13-2009
Alberto FernandezLPL Financial LLCMML Investors Services, LLC10-27-2017
Alexander ArangoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2015
Alfonso Alberto Borrero Jr.LPL Financial LLCBanc of America Investment Services, Inc.08-14-2009
Alison Marie LapointeLPL Financial LLCSunTrust Investment Services, Inc.12-04-2017
Allan Charles SmallLPL Financial LLCPNC Investments05-28-2013
Allyson Marie MillerLPL Financial LLCPrincipal Securities, Inc.10-20-2016
Amanda T. RhodesLPL Financial LLCInnovation Partners LLC07-31-2012
Amber D. ErohLPL Financial LLCCUNA Brokerage Services, Inc.05-12-2016
Amy Rebecca Owen CadwellLPL Financial LLCVALIC Financial Advisors, Inc.02-05-2013
Andres AlvarezLPL Financial LLCWells Fargo Clearing Services, LLC01-26-2016
Andres Gaston ManraraLPL Financial LLCOcean Financial Services, LLC$5006-23-2017
Andrew David CampbellLPL Financial LLCMorgan Stanley$1011-02-2012
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, LLC02-05-2019
Andrew Roger NewmanLPL Financial LLCSentinel Securities, Inc.03-04-2013
Andrew Ross DraluckLPL Financial LLCCetera Investment Services LLC$5002-17-2016
Andrew Scott PincusLPL Financial LLCKestra Advisory Services, LLC$15001-04-2019
Ann Margaret JohnsonLPL Financial LLCJ. W. Cole Advisors, Inc.04-03-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.