Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Christopher David RankinLPL Financial LLCNBC Securities, Inc.09-17-2020
Michael Gregory FeducciaLPL Financial LLCNBC Securities, Inc.09-16-2020
Jeffery Reid HensonLPL Financial LLCNBC Securities, Inc.09-16-2020
Sammy J WellsLPL Financial LLCNBC Securities, Inc.09-16-2020
Michael Ryan HalloranLPL Financial LLCNBC Securities, Inc.09-16-2020
Jon Kyle WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC08-20-2020
Karen Kathleen MaffeoLPL Financial LLCAmeriprise Financial Services, LLC08-07-2020
Mathew Christopher LepakLPL Financial LLCMy Friend In Finance, LLC08-03-2020
Joseph CapporelliLPL Financial LLCCetera Advisors LLC07-13-2020
Vincent John MontantiLPL Financial LLCFSC Securities Corporation05-28-2020
Karen Sue BurkeLPL Financial LLCFSC Securities Corporation05-21-2020
Daniel Evan BurkeLPL Financial LLCFSC Securities Corporation05-20-2020
Christopher Leonard KlinckLPL Financial LLCM Holdings Securities, Inc.05-14-2020
Thomas Lee HenryLPL Financial LLCPrincipal Securities, Inc.05-04-2020
Marina Vladimirovna EllisLPL Financial LLCPrincipal Securities, Inc.05-04-2020
John Aloysius Hodges IIILPL Financial LLCWells Fargo Clearing Services, LLC04-27-2020
Derek S McNewLPL Financial LLCTouchstone Securities, Inc.04-17-2020
Henry W BinsbacharLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2020
Stephen Charles RobbinsLPL Financial LLCNationwide Securities, LLC04-06-2020
Bennett Harris BermanLPL Financial LLCUBS Financial Services Inc.03-26-2020
Angela Michelle Graham WestLPL Financial LLCOppenheimer & Co. Inc.03-24-2020
William Richard BerkowitzLPL Financial LLCBPU Investment Management Inc.03-02-2020
Thompson Gress LemaistreLPL Financial LLCRaymond James & Associates, Inc.02-28-2020
Jacob Bryan AckermanLPL Financial LLCCalton & Associates, Inc.02-24-2020
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Showing 1 to 25 of 400 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.