Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2019
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2019
Jorge Carlos GarridoLPL Financial LLCKovack Advisors, Inc.08-26-2019
Jorge Carlos GarridoLPL Financial LLCKovack Advisors, Inc.08-26-2019
Kevin James SerciaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
Wade Bensieck BramlittLPL Financial LLCEdward Jones06-17-2019
Edward Joseph BehmLPL Financial LLCFSC Securities Corporation06-04-2019
Austin Robert MurphyLPL Financial LLCSunTrust Investment Services, Inc.05-01-2019
Cory Asher BoffLPL Financial LLCFSC Securities Corporation04-30-2019
Louis Scott MitchellLPL Financial LLCGWN Securities Inc.04-01-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC03-11-2019
Mounir I. GhalyLPL Financial LLCEdward Jones02-22-2019
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
Eric Roger Williams IIILPL Financial LLCWells Fargo Clearing Services, LLC02-01-2019
David Glen DewittLPL Financial LLCVALIC Financial Advisors, Inc.01-24-2019
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
Michael Louis IngaglioLPL Financial LLCRoyal Alliance Associates, Inc.12-10-2018
Oscar Antonio VaronaLPL Financial LLCForesters Financial Services, Inc.12-10-2018
Claire Delaney HartLPL Financial LLCCUNA Brokerage Services, Inc.11-06-2018
Graeme Edward JacksonLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Wendell David MarshallLPL Financial LLCCadaret, Grant & Co., Inc.10-05-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
Tyler Wade StephenLPL Financial LLCFifth Third Securities, Inc.09-07-2018
John Anthony MeloLPL Financial LLCWells Fargo Clearing Services, LLC07-23-2018
Next Page »

Showing 1 to 25 of 380 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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