Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Felipe Juan Antonio ColonLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-27-2019
Victor Joseph Droubie Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5006-19-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC03-11-2019
Eric Roger Williams IIILPL Financial LLCWells Fargo Clearing Services, LLC02-01-2019
John Anthony MeloLPL Financial LLCWells Fargo Clearing Services, LLC07-23-2018
Charles W. TurnerLPL Financial LLCWells Fargo Clearing Services, LLC$2904-27-2018
Leo Frederick Sage IVLPL Financial LLCWells Fargo Clearing Services, LLC04-27-2018
David C. GornitzkyLPL Financial LLCWells Fargo Clearing Services, LLC04-27-2018
Clifford Rue SwabyLPL Financial LLCWells Fargo Clearing Services, LLC$3211-07-2017
Jeffrey Scott ThompsonLPL Financial LLCWells Fargo Clearing Services, LLC05-25-2017
Pastor Fuster Jr.LPL Financial LLCWells Fargo Clearing Services, LLC03-31-2017
Todd Jarred SmilerLPL Financial LLCWells Fargo Clearing Services, LLC10-31-2016
Solomon ShenLPL Financial LLCWells Fargo Clearing Services, LLC$1009-30-2016
Jeffrey Carl RubinLPL Financial LLCWells Fargo Clearing Services, LLC$5006-30-2016
Jason M. ForstotLPL Financial LLCWells Fargo Clearing Services, LLC$6803-31-2016
Richard Mark TyrolerLPL Financial LLCWells Fargo Clearing Services, LLC03-31-2016
Andres AlvarezLPL Financial LLCWells Fargo Clearing Services, LLC01-26-2016
Emmanuel James TsesmelisLPL Financial LLCWells Fargo Clearing Services, LLC11-28-2014
Jo Elizabeth HensonLPL Financial LLCWells Fargo Clearing Services, LLC05-08-2014
Gustavo Adolfo Caballero Jr.LPL Financial LLCWells Fargo Clearing Services, LLC03-13-2013
James Watson DegenhardtLPL Financial LLCWells Fargo Clearing Services, LLC08-03-2012
Gardner Gerdner SherrillLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2012
Larry Eugene Weicht IILPL Financial LLCWells Fargo Clearing Services, LLC08-29-2011
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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