Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Thomas MossLPL Financial LLCWells Fargo Clearing Services, LLC$2503-06-2009
Cortes Trevor BickingLPL Financial LLCWells Fargo Clearing Services, LLC05-12-2009
John Michael WoodruffLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-22-2010
Jeffrey H MacdonaldLPL Financial LLCWells Fargo Clearing Services, LLC07-26-2010
Jose Juan TorresLPL Financial LLCWells Fargo Clearing Services, LLC08-23-2011
Larry Eugene Weicht IILPL Financial LLCWells Fargo Clearing Services, LLC08-29-2011
Gardner SherrillLPL Financial LLCWells Fargo Clearing Services, LLC$2505-31-2012
Tony Roscoe PruittLPL Financial LLCWells Fargo Clearing Services, LLC$5007-19-2012
James Watson DegenhardtLPL Financial LLCWells Fargo Clearing Services, LLC$5008-03-2012
Gustavo Adolfo Caballero JrLPL Financial LLCWells Fargo Clearing Services, LLC03-13-2013
Karl Adrian HutchisonLPL Financial LLCWells Fargo Clearing Services, LLC$5002-03-2014
Jo Elizabeth HensonLPL Financial LLCWells Fargo Clearing Services, LLC$5005-08-2014
Emmanuel James TsesmelisLPL Financial LLCWells Fargo Clearing Services, LLC$2511-28-2014
Ryan Patrick RechLPL Financial LLCWells Fargo Clearing Services, LLC07-01-2015
Christopher CliffordLPL Financial LLCWells Fargo Clearing Services, LLC$10007-07-2015
Ryan RechLPL Financial LLCWells Fargo Clearing Services, LLC$10007-09-2015
Andres AlvarezLPL Financial LLCWells Fargo Clearing Services, LLC01-26-2016
Richard Mark TyrolerLPL Financial LLCWells Fargo Clearing Services, LLC$903-31-2016
Jason M ForstotLPL Financial LLCWells Fargo Clearing Services, LLC$6803-31-2016
Jeffrey Carl RubinLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-30-2016
Solomon ShenLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Todd SmilerLPL Financial LLCWells Fargo Clearing Services, LLC$5510-31-2016
Todd Jarred SmilerLPL Financial LLCWells Fargo Clearing Services, LLC10-31-2016
Pastor Fuster JrLPL Financial LLCWells Fargo Clearing Services, LLC03-31-2017
Jeffrey Scott ThompsonLPL Financial LLCWells Fargo Clearing Services, LLC05-25-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.