Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erla Alcime-DavidMML Investors Services, LLCNYLIFE Securities LLC07-08-2020
Ernest Fidel Guy BrierreMML Investors Services, LLCNYLIFE Securities LLC07-07-2020
Elizee MilhommeMML Investors Services, LLCNYLIFE Securities LLC07-02-2020
Robert Ellis Mullinax JrMML Investors Services, LLCEquity Services, Inc.07-01-2020
Curtis Winston NeumanMML Investors Services, LLCPurshe Kaplan Sterling Investments$5006-30-2020
Lester F HamrickMML Investors Services, LLCSecurities America, Inc.06-08-2020
David Wade GrulichMML Investors Services, LLCPark Avenue Securities LLC05-28-2020
Nick C ChasonMML Investors Services, LLCPark Avenue Securities LLC05-28-2020
Wemerson Doria AguiarMML Investors Services, LLCNYLIFE Securities LLC04-23-2020
Christopher George PriceMML Investors Services, LLCSagePoint Financial, Inc.04-07-2020
Roger W Tomko JrMML Investors Services, LLCNYLIFE Securities LLC03-04-2020
Bryan E SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2020
Peter Charles BisulcaMML Investors Services, LLCPark Avenue Securities LLC03-02-2020
Erik Michael FischerMML Investors Services, LLCM Holdings Securities, Inc.02-27-2020
Rodrigo CherubinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2020
Marie B GirvinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2019
Claudio M Gambin NetoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2019
Jay J StraussMML Investors Services, LLCPark Avenue Securities LLC09-17-2019
Jacqueline Marie Therese GrellingerMML Investors Services, LLCEquitable Advisors, LLC09-16-2019
Richard Sterling PriceMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Allison Jean TerlipMML Investors Services, LLCFirst Command Brokerage Services, Inc.08-01-2019
Marcia Ionie Gooden-GeorgeMML Investors Services, LLCNYLIFE Securities LLC07-25-2019
Bashar K BarazMML Investors Services, LLCSecurian Financial Services, Inc.06-05-2019
Joseph Charles FingererMML Investors Services, LLCAllstate Financial Services, LLC05-31-2019
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.