Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$3609-20-2018
John George ChandaMML Investors Services, LLCProEquities, Inc.$2508-17-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.$106-01-2018
Tara Nicole EulenfeldMML Investors Services, LLCPrincipal Securities, Inc.04-13-2018
Joseph Patrick WelshMML Investors Services, LLCNYLIFE Securities LLC02-23-2018
Richard Vincent ScredonMML Investors Services, LLCEquity Services, Inc.02-05-2018
Michael J KaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Jeffrey Wayne OglanderMML Investors Services, LLCAXA Advisors, LLC01-02-2018
Alberto SanchezMML Investors Services, LLCPrincipal Securities, Inc.11-17-2017
Robin Stein BernsteinMML Investors Services, LLCLincoln Financial Securities Corporation10-26-2017
Lea MitchellMML Investors Services, LLCNYLIFE Securities LLC10-12-2017
Ryan Seth BlaireMML Investors Services, LLCNYLIFE Securities LLC10-09-2017
Abiodun Adebusola AjayiMML Investors Services, LLCWells Fargo Advisors Financial Network, LLC$5010-03-2017
Jacalyn Robin MurrayMML Investors Services, LLCThe Leaders Group, Inc.$109-08-2017
Matthew Richard OlsenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-17-2017
Frederick John James Noel IIMML Investors Services, LLCAmeriprise Financial Services, Inc.07-11-2017
Michael Case SmithMML Investors Services, LLCAXA Advisors, LLC$1,00005-23-2017
Tracy Lee HusseyMML Investors Services, LLCW&S Brokerage Services, Inc.05-19-2017
Todd Allen KeithMML Investors Services, LLCHorace Mann Investors, Inc.05-09-2017
Molly Ann ShraunerMML Investors Services, LLCVALIC Financial Advisors, Inc.05-05-2017
Scott MabryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-05-2017
Richard Alan Desimone Jr.MML Investors Services, LLCJ.P. Morgan Securities LLC05-04-2017
Everette Meade Seay IVMML Investors Services, LLCAmerican Portfolios Financial Services, Inc.$10010-19-2016
Mark Andrew CourchaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-02-2016
Christine Diane Wilkinson-MartinezMML Investors Services, LLCWells Fargo Clearing Services, LLC08-24-2016
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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