Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Francis DevineMML Investors Services, LLCEquity Services, Inc.$1010-06-2009
Jason Eric HellerMML Investors Services, LLCPark Avenue Securities LLC11-04-2010
Jeffrey Russell RotmanMML Investors Services, LLCPark Avenue Securities LLC03-22-2011
Piers Land Curry IIMML Investors Services, LLCSignator Investors, Inc.01-17-2012
Matthew A. BurksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2012
Craig NovekMML Investors Services, LLCAXA Advisors, LLC09-10-2012
Steven Claude GlennMML Investors Services, LLCOhio National Equities, Inc.09-28-2012
Noah Z. KahnMML Investors Services, LLCSignator Investors, Inc.10-01-2012
Gary Lawrence CiampittiMML Investors Services, LLCNewport Coast Securities, Inc.10-16-2012
Jose BeharMML Investors Services, LLCNew England Securities10-31-2012
Christopher Allen BermejoMML Investors Services, LLCNew England Securities02-04-2013
Jason Gregory AuricchioMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2013
Cory H ClairMML Investors Services, LLCSignator Investors, Inc.02-14-2013
Remy Dou Del ToroMML Investors Services, LLCSignator Investors, Inc.03-04-2013
Carlos Alejandro MusibayMML Investors Services, LLCHornor, Townsend & Kent, LLC01-30-2014
Carlos Alberto TemperanMML Investors Services, LLCSignator Investors, Inc.08-20-2014
Eric W. RoukeyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-28-2014
Daniel Aaron Smith IVMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5009-09-2014
Eric Peter CarlsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2014
Ronald Joseph GruningerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2014
David S. PieronowskiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2014
James William Winstel Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2015
Tyler Jameson HustonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2015
Ashley M. GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-18-2015
Catherine D. StocktonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-27-2015
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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