Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
Michael J. KaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Diane Picciotto EverhartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$20004-24-2015
Ryan David GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-10-2015
Catherine D. StocktonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-27-2015
Ashley M. GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-18-2015
Tyler Jameson HustonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2015
James William Winstel Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2015
David S. PieronowskiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2014
Daniel Aaron Smith IVMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5009-09-2014
Eric Peter CarlsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2014
Ronald Joseph GruningerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2014
Eric W. RoukeyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-28-2014
Jason Gregory AuricchioMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2013
Matthew A. BurksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2012

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.