Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Adams GourleyMML Investors Services, LLCW&S Brokerage Services, Inc.03-13-2019
Roger Americo SilveraMML Investors Services, LLCTransamerica Financial Advisors, Inc09-19-2018
Bashar K. BarazMML Investors Services, LLCSecurian Financial Services, Inc.06-05-2019
John G. ChandaMML Investors Services, LLCProEquities, Inc.$25008-17-2018
Cynthia Jean ObrienMML Investors Services, LLCPark Avenue Securities LLC$25003-26-2019
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$36009-20-2018
Kenneth L. FieldsMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Phillipe ElizeeMML Investors Services, LLCNYLIFE Securities LLC10-17-2018
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
Michael Dominick ParadisoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2018
Erica S. OgdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-28-2018
James Roger McDonaldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-31-2018
Angelique Theresa WhitehouseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2018
Pedro BenitezMML Investors Services, LLCNational Securities Corporation09-28-2018
Christopher John MoralesMML Investors Services, LLCKovack Securities Inc.01-08-2019
Craig Alan LanceMML Investors Services, LLCHornor, Townsend & Kent, LLC12-04-2018
Stephanie SerranoMML Investors Services, LLCForesters Financial Services, Inc.01-30-2019
Ryan W. BraceMML Investors Services, LLCForesters Financial Services, Inc.01-18-2019
Christopher Nicholas LeeMML Investors Services, LLCForesters Financial Services, Inc.11-28-2018
Brandon Mclean EarleMML Investors Services, LLCAXA Advisors, LLC02-15-2019
Joseph Charles FingererMML Investors Services, LLCAllstate Financial Services, LLC05-31-2019

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.