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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Dunham SandquistMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2020
Thomas Antonio NerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-02-2020
Lynn Frances PadroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-01-2020
Tyler Weekley TolesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-25-2020
Robert Adikes IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-25-2020
Guillermo Carlos CornejoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-13-2020
Davide GalianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2020
Joshua Ryan KentMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-03-2020
Jose Antonio ZubillagaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-28-2020
John R GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2020
Anthony Humberto MoasMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-20-2020
Rezwan Mohammed AlamMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC02-19-2020
Elizabeth Tennant BoltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC02-18-2020
Shannon Noel ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-13-2020
Vladimir Jacky TranquilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-13-2020
Kimberly C JamesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2020
Sharon Rayna ShearMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC01-28-2020
April E. LambMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-28-2020
Michael Anthony William FrancisMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC01-23-2020
Matthew Elmore BoothMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.$5001-21-2020
David James HouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.01-21-2020
Michael Gordon BeckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.01-08-2020
Trevor Lehane MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-16-2019
Cynthia GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.12-11-2019
Yulia KuzenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2512-09-2019
Next Page »

Showing 1 to 25 of 1,062 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.