Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim S DixonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllen, Mooney & Barnes Brokerage Services, LLC$2509-04-2015
Marc R. AngleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-14-2013
Alberto Fernando CosioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.$1008-10-2009
Arthur Paul ColamarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAlpern Wealth Management, LLC$1004-28-2016
Thomas P. HalloranMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.$5004-29-2015
Matthew Michael BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-21-2017
James E DankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10003-08-2017
Thomas Anthony BucholtzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-14-2016
Mylene Suazo BarcelonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-31-2015
Sharon L AustinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-24-2015
Joshua Israel BerdetMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-01-2015
Jordan TompkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeritas Investment Corp.08-12-2016
Mariette Darline DaytonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAPW Capital, Inc.12-07-2015
Anthony ScicchitanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAustin Atlantic Capital Inc.06-30-2011
Trevor BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2016
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1007-22-2016
Edward Lowry Moore Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-02-2016
Nathaniel L SchultzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-14-2015
Andrew James RudzinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2013
Dean Thomas LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-29-2010
Kenneth Homer KubikMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Stephen Michael CallariMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Douglas Isaac SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
George Albert LopesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Roy Alexander CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
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Showing 1 to 25 of 531 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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