Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam JASON RosenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-30-2011
Adam Michael FriedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-25-2018
Alan Howard BluesteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$9505-15-2017
Alan Michael BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-21-2013
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
Alberto F CosioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.08-10-2009
Alec Matthew LindenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Alexander Robert GorntoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.04-02-2015
Alfonso JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-31-2011
Ali AbbasMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.11-07-2014
Allan Charles SmallMerrill Lynch, Pierce, Fenner & Smith IncorporatedIndependent Financial Partners07-13-2018
Allen L Sasser JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC11-05-2012
Alvaro Alfredo QuinteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-08-2017
Alvaro VillacresMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-10-2019
Amanda T RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerit Financial Advisors$50009-23-2019
Amanda W JowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-01-2019
Amirjon SalomovMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$2507-18-2016
Andre De Oliveira MendesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-02-2009
Andres AlminanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-08-2016
Andrew Cappello Christie RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$37807-13-2012
Andrew Dominic WilkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Investments Distributor, LLC08-19-2015
Andrew HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-03-2011
Andrew J RudzinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC10-03-2013
Andrew Nelson CappelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-12-2012
Andrew Nelson Cappello JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-23-2017
Next Page »

Showing 1 to 25 of 577 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.