Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diana Patricia BarreraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-30-2019
Eduardo Ariel GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCreative Planning, Inc.07-23-2019
Frank Sterling Miles IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-08-2019
Patrick Michael FeeneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.05-14-2019
Eugene LevitMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-16-2019
Frederic Rosengarten Van Der GriftMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-12-2019
Samuel Nathan TuckermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFortune Financial Services, Inc.03-26-2019
Bradley Paul SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedKeyes, Stange & Wooten Wealth Management, LLC02-20-2019
Mcfaddin Moise IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Allied Securities, Inc.02-13-2019
Jason William DoranMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-12-2019
Shawn M. TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Franklin Carlyle Tiller IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-14-2019
Chad A. SafierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2018
Laurent Lorenzo WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-14-2018
Raymond R. McKenneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNewport Group Consulting, LLC10-08-2018
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
Joel Ross MinnichMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-15-2018
Ryan George ReaggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2018
Robert MarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.08-13-2018
Kristin Ann PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.08-08-2018
Omar Alfredo CastroMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-25-2018
Allan Charles SmallMerrill Lynch, Pierce, Fenner & Smith IncorporatedIndependent Financial Partners07-13-2018
Ryan James BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-10-2018
Ryan C. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.07-02-2018
Rajiv Ritesh MehtaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-02-2018
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Showing 1 to 25 of 531 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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