Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Ross MinnichMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-15-2018
Ryan James BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-10-2018
Maurice Devon KelleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-12-2018
Jacob B. LucasMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-04-2018
Heather Marie BrewerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-07-2017
Blake Estep BrewerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-07-2017
Sean Scott FortenberryMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-21-2017
Andrew Thomas KlanjacMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-20-2017
Nick Lee DosenMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-09-2017
Corey William JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-04-2017
John Patrick MorrisseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-26-2017
Christopher Kyle NeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-14-2017
Hayes SperryMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-27-2017
Derek AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-15-2017
Prescott Bevier RoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-21-2017
Albert Sidney Hancock IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-18-2017
Sania Azhar ZaidiMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-15-2017
Joshua Adam KeyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC02-15-2017
Jessica Hillery SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-21-2016
Scott Simpson Aron Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-21-2016
Arman Ellahi MazumdarMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-20-2016
Daniel Craig UmplebyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-19-2016
Blake Gary CullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-08-2016
Matthew Beresford RumbleMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-14-2016
Elizabeth Grant PropheteMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-19-2016
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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