Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew C. SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Robert Mark Leidner, Ernst Chad Leidner, Melissa MattesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-28-2009
Charles Anthony SperrazzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-11-2009
John Owen Jones IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-09-2009
Patrick William MackeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-20-2009
Derek Amron GrimmMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-18-2010
Justin Seth Girard, Tom R. KovarikMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-01-2010
Thomas G. Eastwood Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-25-2010
Jonathan D Stempel, Eric Scott GlasbandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-23-2010
Louis CappitelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$11010-01-2010
Julian C. Lopez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-08-2010
Michael Hurshel Cook, Richard Robert DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-12-2010
Brian J. HoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2010
Jesse Robert Anderson, Christopher Patrick McKelveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-07-2011
Kimberly C. FurbishMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-07-2011
Nancy J. MarciniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-14-2011
Christopher C PashleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-18-2011
Roger Allen JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2011
Lee Carlton McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-06-2011
Adam Jason RosenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2011
Narciso Or Nathan ChersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-12-2011
Liudmila BroichMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-13-2011
Matthew D. KutnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-20-2011
Robert Allan DanionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
Andrew John HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-03-2011
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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