Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Arthur GoekeMoney Concepts Capital CorpAmeriprise Financial Services, Inc.02-15-2019
Michael Joseph MomenoMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$1003-11-2014
Terry Eugene HarrisMoney Concepts Capital CorpAndrew Garrett Inc.$5010-03-2011
Julie Ann DillonMoney Concepts Capital CorpAPW Capital, Inc.$1010-12-2018
Darlene Van BeekMoney Concepts Capital CorpAXA Advisors, LLC12-11-2014
Norman Elmer WarnerMoney Concepts Capital CorpBCG Securities, Inc.$5002-01-2012
George Robert MyersMoney Concepts Capital CorpBrokers International Financial Services, LLC.06-18-2015
James Russell HardestyMoney Concepts Capital CorpCentaurus Financial, Inc.05-05-2014
Moses Lacour Jr.Money Concepts Capital CorpCetera Advisor Networks LLC09-02-2011
Wesley Pryce SykesMoney Concepts Capital CorpCharter Advisory Corporation04-28-2009
Barbara Anderson GloverMoney Concepts Capital CorpCincinnati Analysts, Inc.08-03-2009
Christopher Allen EgliMoney Concepts Capital CorpCitizens Securities, Inc.11-29-2012
Christopher William KeelinMoney Concepts Capital CorpCommonwealth Capital Securities Corp.09-03-2009
William K Young Terry IIIMoney Concepts Capital CorpCUNA Brokerage Services, Inc.02-13-2013
Robert Dean LaneMoney Concepts Capital CorpCUSO Financial Services, L.P.10-17-2017
Daniel Lawrence BertucelliMoney Concepts Capital CorpDouble Eagle Securities of America, Inc.02-23-2017
David Anthony MercurioMoney Concepts Capital CorpEdward Jones09-09-2014
Alden Lawrence Antin Bryanton Jr.Money Concepts Capital CorpEssex Securities LLC01-15-2019
Norman Joseph McLaughlinMoney Concepts Capital CorpEssex Securities LLC$1001-02-2015
Kevin FullertonMoney Concepts Capital CorpEssex Securities LLC10-15-2014
Barry Joseph MarsolaisMoney Concepts Capital CorpEssex Securities LLC04-15-2014
Salvador Rechy ColmeneroMoney Concepts Capital CorpGreat Nation Investment Corporation05-15-2013
Ernest Edward ZitoMoney Concepts Capital CorpIFS Securities$2508-23-2018
Rodolfo ValdesMoney Concepts Capital CorpINVEST Financial Corporation$10002-12-2018
Jennifer Suzette FrickMoney Concepts Capital CorpLPL Financial LLC04-14-2010
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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