Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Anthony CasconiMoney Concepts Capital CorpNRP Financial, Inc.02-17-2009
Vivian Elizabeth BrooksMoney Concepts Capital CorpRaymond James Financial Services, Inc.03-02-2009
Wesley Pryce SykesMoney Concepts Capital CorpCharter Advisory Corporation04-28-2009
Jonathan David StewartMoney Concepts Capital CorpVoya Financial Advisors, Inc.07-13-2009
Gerald Joseph ButtsMoney Concepts Capital CorpVoya Financial Advisors, Inc.07-14-2009
Barbara Anderson GloverMoney Concepts Capital CorpCincinnati Analysts, Inc.08-03-2009
Christopher William KeelinMoney Concepts Capital CorpCommonwealth Capital Securities Corp.09-03-2009
Robert Ashley WhiteMoney Concepts Capital CorpUnited Planners' Financial Services of America A Limited Partner09-24-2009
Mitzi Bates ThompsonMoney Concepts Capital CorpQuestar Capital Corporation03-02-2010
Jennifer Suzette FrickMoney Concepts Capital CorpLPL Financial LLC04-14-2010
Brian Paul LichMoney Concepts Capital CorpNext Financial Group, Inc.06-02-2010
Keenan Scott ZehnerMoney Concepts Capital CorpPrincipal Securities, Inc.$10008-09-2010
Daniel William GoronzyMoney Concepts Capital CorpWells Fargo Clearing Services, LLC$2509-10-2010
Maurice Emerson DearthMoney Concepts Capital CorpWorld Group Securities, Inc.01-28-2011
Allan Laird CrumesMoney Concepts Capital CorpQA3 Financial Corp.02-10-2011
Moses Lacour Jr.Money Concepts Capital CorpCetera Advisor Networks LLC09-02-2011
Terry Eugene HarrisMoney Concepts Capital CorpAndrew Garrett Inc.$5010-03-2011
Bernita Marie PridgettMoney Concepts Capital CorpRaymond James Financial Services, Inc.01-01-2012
Norman Elmer WarnerMoney Concepts Capital CorpBCG Securities, Inc.$5002-01-2012
Andrew Michael PanyikMoney Concepts Capital CorpWoodbury Financial Services, Inc.06-08-2012
William Allen PorterMoney Concepts Capital CorpPark Avenue Securities LLC06-29-2012
Hector J. HernandezMoney Concepts Capital CorpNext Financial Group, Inc.07-18-2012
Michael E. ColeMoney Concepts Capital CorpRaymond James Financial Services Advisors, Inc10-02-2012
Robert Paul Alexander Jr.Money Concepts Capital CorpNew England Securities10-03-2012
Christopher Allen EgliMoney Concepts Capital CorpCitizens Securities, Inc.11-29-2012
Next Page »

Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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