Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alden Lawrence Antin Bryanton Jr.Money Concepts Capital CorpEssex Securities LLC01-15-2019
Allan Laird CrumesMoney Concepts Capital CorpQA3 Financial Corp.02-10-2011
Andrew Michael PanyikMoney Concepts Capital CorpWoodbury Financial Services, Inc.06-08-2012
Anthony Lee TinsleyMoney Concepts Capital CorpResource Horizons Group LLC$1008-22-2013
Barbara Anderson GloverMoney Concepts Capital CorpCincinnati Analysts, Inc.08-03-2009
Barry Joseph MarsolaisMoney Concepts Capital CorpEssex Securities LLC04-15-2014
Bernita Marie PridgettMoney Concepts Capital CorpRaymond James Financial Services, Inc.01-01-2012
Brian Paul LichMoney Concepts Capital CorpNext Financial Group, Inc.06-02-2010
Charles Robert LowMoney Concepts Capital CorpParkland Securities, LLC10-31-2013
Christopher Allen EgliMoney Concepts Capital CorpCitizens Securities, Inc.11-29-2012
Christopher William KeelinMoney Concepts Capital CorpCommonwealth Capital Securities Corp.09-03-2009
Dale Alan LofgrenMoney Concepts Capital CorpResource Horizons Group LLC08-14-2013
Daniel Lawrence BertucelliMoney Concepts Capital CorpDouble Eagle Securities of America, Inc.02-23-2017
Daniel William GoronzyMoney Concepts Capital CorpWells Fargo Clearing Services, LLC$2509-10-2010
Darlene Van BeekMoney Concepts Capital CorpAXA Advisors, LLC12-11-2014
David Anthony MercurioMoney Concepts Capital CorpEdward Jones09-09-2014
Ernest Edward ZitoMoney Concepts Capital CorpIFS Securities$2508-23-2018
Frank James WisdoMoney Concepts Capital CorpSecurian Financial Services, Inc.07-26-2019
George Robert MyersMoney Concepts Capital CorpBrokers International Financial Services, LLC.06-18-2015
Gerald Joseph ButtsMoney Concepts Capital CorpVoya Financial Advisors, Inc.07-14-2009
Gregory James SwehlaMoney Concepts Capital CorpSagePoint Financial, Inc.12-16-2014
Hector J. HernandezMoney Concepts Capital CorpNext Financial Group, Inc.07-18-2012
Helen DaoMoney Concepts Capital CorpVSR Financial Services, Inc.01-14-2013
Irene Nelsenn MuroMoney Concepts Capital CorpSagePoint Financial, Inc.$1010-15-2014
James Russell HardestyMoney Concepts Capital CorpCentaurus Financial, Inc.05-05-2014
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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