Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Macho PodehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
David M SimonMorgan StanleyUBS Financial Services Inc.09-30-2020
Paul BomwellMorgan StanleyUBS Financial Services Inc.09-30-2020
Sean Matthew ClancyMorgan StanleyUBS Financial Services Inc.09-25-2020
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
David JOSEPH DeLucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Ioannis K MitsisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Karen Veronica RademeyerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
John Taylor GenoveseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Taylor N MccullersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Diana L HeitzmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Austin L CookMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
John Philip ForemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2020
Benjamin S RossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
David ForemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Alina AliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Carlos Enrique OrtizMorgan StanleyWells Fargo Clearing Services, LLC09-01-2020
Michael Joseph IdyMorgan StanleyUBS Financial Services Inc.08-28-2020
Edward Carson WallerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2020
Francisco SalazarMorgan StanleySantander Securities LLC07-17-2020
Matthew David JimenezMorgan StanleyRoyal Alliance Associates, Inc.07-15-2020
Mark Edward WestonMorgan StanleyUBS Financial Services Inc.$27507-10-2020
John Carlos CoutoMorgan StanleyRaymond James & Associates, Inc.$14107-10-2020
Shanna Lynn MateMorgan StanleyRaymond James & Associates, Inc.07-10-2020
Francis Spyros LeontitsisMorgan StanleyRaymond James & Associates, Inc.07-10-2020
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Showing 1 to 25 of 590 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.