Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carmen C. Diaz AcevedoMorgan StanleyJ.P. Morgan Securities LLC$2503-17-2020
Joseph M BoscoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Damion Peter CarufeMorgan StanleyJ.P. Morgan Securities LLC$5002-28-2020
Thomas Anthony Zur Jr.Morgan StanleyUBS Financial Services Inc.$10201-24-2020
Brett Joel GoetzMorgan StanleyUBS Financial Services Inc.01-17-2020
Christopher Dayton JonesMorgan StanleyWells Fargo Clearing Services, LLC01-10-2020
Deborah Ann RathbunMorgan StanleyMorgan Stanley12-26-2019
Peter Wilhelm KuylenstiernaMorgan StanleyJ.P. Morgan Securities LLC12-06-2019
Maria X. Guevara FajardoMorgan StanleyUBS Financial Services Inc.12-06-2019
Carolina ThompsonMorgan StanleyUBS Financial Services Inc.12-06-2019
Yan BinderMorgan StanleyWells Fargo Advisors Financial Network, LLC12-05-2019
January Edwina SchmusMorgan StanleyJ.P. Morgan Securities LLC11-12-2019
Andrew Thomas KatsanisMorgan StanleyEdward Jones11-08-2019
Gerardo Barron Avitia Jr.Morgan StanleyWells Fargo Clearing Services, LLC10-30-2019
Jeffrey Scott SmithMorgan StanleyWells Fargo Clearing Services, LLC$5010-18-2019
Heather Erin TrittMorgan StanleyJ.P. Morgan Securities LLC10-16-2019
Eric Robert AbbottMorgan StanleyJ.P. Morgan Securities LLC10-04-2019
Christopher Charles GuidoMorgan StanleyJ.P. Morgan Securities LLC10-04-2019
Yamen ElsaidMorgan StanleyJ.P. Morgan Securities LLC10-04-2019
William Kevin HofferMorgan StanleyWells Fargo Clearing Services, LLC$15009-26-2019
Diana Colman DuysMorgan StanleyXP Investments US, LLC09-20-2019
Ana Cristina Vergel-GandiaMorgan StanleyWells Fargo Clearing Services, LLC09-06-2019
Max Mordechai BeckerMorgan StanleyWells Fargo Clearing Services, LLC09-06-2019
Mary Hellen MizzellMorgan StanleyUBS Financial Services Inc.08-29-2019
Olga DavydchenkoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
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Showing 1 to 25 of 893 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.