Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wilhelm Kristopher LemkeMorgan StanleyWells Fargo Clearing Services, LLC06-01-2009
Osama Riyad AlbibiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2009
Andrew John HallMorgan StanleyAmeriprise Financial Services, LLC08-19-2009
Steven Manson SwannMorgan StanleyWells Fargo Clearing Services, LLC$5008-24-2009
Adam Joseph GillamMorgan StanleyVALIC Financial Advisors, Inc.08-24-2009
Joanne Marrone LaprairieMorgan StanleyWells Fargo Clearing Services, LLC08-26-2009
Samuel Allen BruningMorgan StanleyWells Fargo Clearing Services, LLC$1008-26-2009
John Franklin Windham Jr.Morgan StanleyWells Fargo Clearing Services, LLC$5008-28-2009
Thomas Zachary UrferMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2009
Jose Gustavo AguilarMorgan StanleyUbs International Inc.09-04-2009
Brian David StokesMorgan StanleyAllianceBernstein Investments, Inc.09-14-2009
Ryan Paul O'LearyMorgan StanleyEquity Services, Inc.09-21-2009
Stanley FanfanMorgan StanleyJohn Hancock Distributors LLC09-21-2009
Lee James ChimerakisMorgan StanleyOppenheimer & Co. Inc.10-01-2009
Robert Bryan BeasleyMorgan StanleyOppenheimer & Co. Inc.10-01-2009
Veronica Lopez-LopezMorgan StanleyUbs International Inc.10-23-2009
Richard Alan FreimanMorgan StanleyPrime Capital Services, Inc.$1010-26-2009
Jose R VegaMorgan StanleyUBS Financial Services Inc.11-09-2009
Thomas Powell Watts Jr.Morgan StanleyMorgan Stanley11-13-2009
Pete J IngrahamMorgan StanleyUBS Financial Services Inc.$5011-13-2009
Jeremy Russell HallMorgan StanleyAmeriprise Financial Services, LLC11-16-2009
Paula Benge JewellMorgan StanleyStrategic Advisers LLC11-20-2009
Robert Brian SklarMorgan StanleyRBC Capital Markets, LLC11-27-2009
Gary Robert BurwickMorgan StanleyRBC Capital Markets, LLC11-27-2009
James Michael BarryMorgan StanleySecurities America, Inc.12-01-2009
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Showing 1 to 25 of 899 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.