Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Mark SchwartzMorgan StanleyCitigroup Global Markets Inc.$70506-01-2009
Norma Iris SepulvedaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Edward John BoulbolMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Keith Anthony FernandezMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Sean Patrick QuinnMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Stephen C HugginsMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert William HarvieMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Paul Russell SniderMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Joseph Charles Serrato IIIMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Angel Munoz BonillaMorgan StanleyMorgan Stanley & Co. Incorporated$20006-01-2009
Willard Lee Rumley IIIMorgan StanleyMorgan Stanley & Co. Incorporated$20006-01-2009
Margaret Glennon CorbetMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stuart Lee SixmaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Merilyn Terpening ShadMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
John William ToggweilerMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Mark Barry KaltzMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Patricia Ann Doebler CabralMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Timothy Alan FriedlMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Thomas Alan McKnightMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
James Peter ForsmanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Gregory John SchaefferMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ernie Brian GarciaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Joseph Philip RakowskiMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Jayne Ward MillsMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Stephen Alan ShermanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Next Page »

Showing 1 to 25 of 1,018 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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