Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
Adalberto Ricardo MauliniMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Adam D PiattMorgan StanleyUBS Financial Services Inc.$5004-29-2015
Adam D SimonMorgan StanleyNoble Capital Markets, Inc.02-08-2017
Adam Russell KearneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-25-2010
Adriano Batista ConradoMorgan StanleyWells Fargo Clearing Services, LLC$5004-04-2014
Ajay B MasandMorgan StanleyUBS Financial Services Inc.$10005-07-2020
Ajdal AstarabadiMorgan StanleyUBS Financial Services Inc.08-20-2012
Al Maulini Joseph ToranoMorgan StanleyHSBC Securities (USA) Inc.$12108-23-2013
Alan Ferreira Braga JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Alan Richard CicoraMorgan StanleyWells Fargo Clearing Services, LLC$15008-15-2019
Albert Anthony CalvarioMorgan StanleyPNC Investments$5004-20-2011
Albert S Toto IiiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-30-2009
Alberto CastanerMorgan StanleyPopular Securities, LLC06-27-2014
Alberto Peralta RamosMorgan StanleyJ.P. Morgan Securities LLC05-12-2016
Alejandro Perez BustamanteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2013
Alejandro V CabreraMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2012
Alex Muscati IiiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20401-20-2012
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alexander Q De OliveiraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-09-2010
Alexandra Agniya MuratovMorgan StanleyUBS Financial Services Inc.08-26-2015
Alfredo David PupkinMorgan StanleyHapoalim Securities USA, Inc.03-28-2014
Alina AliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
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Showing 1 to 25 of 590 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.